Executive Business Financial Planning
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$6,225,040
Clients
22
45% high-net-worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor with up to 2 employees
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
22
TypicalAverage account size
$282,956
About
Executive Business Financial Planning provides investment management and financial planning to individuals, company‑sponsored retirement plans, ESOP participants, non‑profits, trusts and institutional clients. The firm delivers discretionary wrap‑fee portfolio management, point‑in‑time fiduciary reports and ESOP collar consulting in addition to tax‑managed strategies and mutual fund/ETF allocations.
The firm combines proprietary technical and fundamental models with third‑party asset allocation work, using tactical diversification, periodic rebalancing and technical analysis (daily and one‑ and three‑year charting) to inform portfolio adjustments. For concentrated employer stock positions and certain client objectives it employs options collars (simultaneous covered calls and protective puts) and other tax‑aware techniques as part of its discretionary management.
A number of features distinguish EBFP from many independent peers: it operates wrap‑fee programs, offers low‑cost point‑in‑time and subscription services (for example the IRA401kTuneup reviews), and runs educational workshops and phone‑based Customer Service Navigator consultations. The firm also maintains donor‑oriented and pro bono programs (the Benevolent Buddy Program and Deacon Mission Services) and provides fiduciary consulting to plan sponsors and ESOP participants, services that are less common among independent advisory firms.
Client services
Financial planning
Portfolio management
Newsletters or periodicals
Educational seminars or workshops
Market timing
Expertise
Business exit / sale strategy
Tax strategies for small businesses
Wealth management
ESG / Sustainable investing
Occupation focus
Executive
Founder/Business Owner
Demographic focus
Values-based investing
Fee options
Point in Time Fiduciary services: IRA401kTuneup $59 per account; Retirement Cash Flow Illustration $99; College Education Funding Analysis $29; IRA401kTuneup quarterly reviews $22 to $59
$0 - $200,000: 1.75% $200,001 - $500,000: 1.50% $500,001 - $1,000,000: 1.00% $1,000,001 - $5,500,000: 0.75% $5,500,001 - $10,000,000: 0.50% $10,000,001+: 0.35%
Hourly rates from plan development or consultation - $200 per hour (lesser hourly fees may apply for administrative and staff functions)
IRA401kTuneup quarterly reviews subscription for four reviews: $199 (15% discount)
Account minimum: $100,000 Minimum fee: Account service fee of $300 due upon establishment of all new accounts Fee-only: Comprehensive Financial Planning fixed fees between $19 and $5,000 depending on complexity; hourly rates $200 per hour (lesser hourly rates may apply for administrative/staff functions); Financial Planning fees less than $99 due upon signing agreement; Financial Planning services included free for Private Client Accounts; Point in Time Fiduciary services fees: $29 to $99 per service; Flat fees for IRA401kTuneup $59 per account or $199 for four quarterly reviews; College Education Funding Analysis $29; Additional portfolio reviews available at $200 per hour
Main office location
Executive Business Financial Planning
Dumont NJ, United States
Number of offices
1
Most active in
Executive Business Financial Planning has reported serving >5 clients in these states in the last 12 months.
New Jersey · New York
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
Forms ADV
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