Exemplar Wealth Advisors, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$0
Clients
0
Advisors
1
of 3 employees
Firm type
Supported
1-4 advisors or >$200M in AUM
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
0
Very LowAverage account size
—
About
Exemplar Wealth Advisors, LLC provides portfolio management and financial planning for individuals, high‑net‑worth individuals and charitable organizations, and also invests client assets in private equity, real estate funds, REITs, venture capital and other pooled vehicles for accredited investors. The firm documents client goals and risk tolerances in an Investment Policy Statement and offers discretionary management with ongoing portfolio monitoring.
The firm’s investment approach combines charting, cyclical, fundamental, quantitative and technical analysis under a long‑term trading orientation and modern portfolio theory, and it routinely allocates all or portions of client portfolios to third‑party managers. Brochure disclosures identify current third‑party relationships with SMArtX Advisory Solutions and ORION and describe a due‑diligence process the firm uses before referring clients.
Exemplar’s structure is atypical for an investment manager: a management person is a registered representative of an affiliated broker‑dealer that develops and distributes private equity offerings, and the firm discloses affiliations with law firms, litigation‑finance entities and personnel engaged in real estate investing. These outside business activities and related conflicts are disclosed in the brochure (the ADV does not report criminal, civil, administrative or SRO proceedings), and the firm states it will manage such conflicts while receiving its advisory fee in addition to fees charged by selected third‑party managers.
Client services
Financial planning
Portfolio management
Selection of other advisers
Expertise
Liquidity event planning
Equity compensation tax strategy
Private / alternative investments
Annuities
Occupation focus
Executive
Founder/Business Owner
Fee options
Fixed financial planning fees ranging from $1,000 to $5,000.
$0 - $500,000: 2.00% $500,001 - $1,500,000: 1.50% $1,500,001 - $2,500,000: 1.25% $2,500,000+: 1.00%
Annual fee of 0.75% of AUM plus 20.00% performance fee on capital appreciation for qualified clients.
Annual financial planning engagement fee normally equal to 80% of initial fee, ranging from $100 to $2,500, billed monthly.
Fee-only: Fixed fees for financial planning between $1,000 and $5,000; annual financial planning engagement fees from $100 to $2,500 billed monthly.
Main office location
Exemplar Wealth Advisors, LLC
20860 N Tatum Blvd, Suite 300
Phoenix AZ 85050, United States
Number of offices
3
Most active in
Exemplar Wealth Advisors, LLC has reported serving >5 clients in these states in the last 12 months.
Arizona · California · Florida · Illinois · New York · Pennsylvania · Texas
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Lawyer
They provide legal services, typically billed separately.
Real estate agent
They facilitate real estate transactions and may earn commissions.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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