F
F. L. Arias & Associates, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$0
Clients
0
Advisors
1
of 1 employees
Firm type
Independent
1 advisor with up to 2 employees
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
0
Very LowAverage account size
—
About
F. L. Arias & Associates serves plan sponsors (including pension and profit‑sharing plans) and individual clients by providing non‑discretionary investment advice, 401(k) plan consulting, financial planning, and public educational seminars and workshops. The firm also solicits third‑party money managers and arranges for external managers to implement and custody client portfolios.
The firm’s advice is consultative and documentation‑driven: it assesses client objectives and risk tolerance, prepares investment policy statements, and uses fundamental, technical and cyclical analysis to shape recommendations. F. L. Arias & Associates does not take custody of client assets, commonly facilitates the selection of other advisers or third‑party managers, and also offers hourly financial planning engagements.
Noteworthy features include its free public seminars and workshops, an affiliated insurance practice maintained by the firm’s principal (a disclosed potential conflict of interest), and formal solicitor arrangements and an alliance with a registered adviser to place client assets with external managers. The firm reports no assets under management and states it will not accept discretionary custody—an operating model that differs from many firms categorized as investment managers.
Client services
Financial planning
Portfolio management
Selection of other advisers
Educational seminars or workshops
Expertise
General retirement planning
Cash flow / budgeting
Fee options
$0 - $250,000: 2.00% annually $250,001 - $500,000: 1.75% annually $500,001 - $1,000,000: 1.50% annually $1,000,001 - $2,500,000: 1.00% annually $2,500,001 - $5,000,000: 0.75% annually Over $5,000,000+: 0.50% annually
$125 per hour for financial planning services
Main office location
F. L. Arias & Associates, LLC
Chandler AZ, United States
Number of offices
1
Most active in
F. L. Arias & Associates, LLC has reported serving >5 clients in these states in the last 12 months.
Arizona
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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