FBS Securities
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$41,515,993
This total excludes 14 entity clients. Entities are clients such as corporations, partnerships, or trusts.
Clients
97
19% high-net-worth
Advisors
1
of 2 employees
Firm type
Independent
1 advisor with up to 2 employees
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
97
Very HighAverage account size
$428,000
About
FBS Securities provides ongoing portfolio management, financial planning, pension consulting, and third‑party administrative services to individuals (including high‑net‑worth clients), pension and profit‑sharing plans, charitable organizations, and business entities. The firm reports approximately $45.3 million in assets under management across about 97 client accounts.
The firm documents client goals and constraints in an Investment Policy Statement and offers both model portfolios for long‑term, diversified allocations and active trading strategies that may use listed options, straddles, and other derivatives. Discretionary authority is commonly used to implement strategies, and derivative‑based or tactical approaches are presented only where suitable for a client’s risk profile and reviewed more frequently.
The brochure discloses a recent FINRA Acceptance, Waiver and Consent relating to a firm principal’s participation in private securities transactions, which the firm states was resolved without findings of fraud; this regulatory matter is presented alongside its other disclosures. The firm also discloses an insurance‑agent affiliation and that supervised persons may receive insurance commissions, offers periodic educational seminars and workshops, and maintains referral and administrative relationships (including an online lending platform), all of which the firm identifies as conflicts it monitors and discloses to clients.
Client services
Financial planning
Portfolio management
Pension consulting
Selection of other advisers
Educational seminars or workshops
Expertise
Active portfolio management
Options & derivatives strategies
Annuities
Fee options
Fixed subscription fee of $5,000 per annum for financial planning services
up to 2.00% annually
Between $300 and $1,500 per hour
Fixed financial planning subscription fees paid quarterly in advance, $5,000 per annum (negotiable)
Account minimum: $500,000
Main office location
FBS Securities
3900 S Stonebridge Dr, Suite 1104
Mckinney TX 75070, United States
Number of offices
1
Most active in
FBS Securities has reported serving >5 clients in these states in the last 12 months.
California · Georgia · New Jersey · Oklahoma · Texas
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
-
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
LinkedIn
Facebook
Instagram
Website
(214) 307-4320
Not sure where to start?
We'll help you think it through — whether you ultimately need an advisor or not.
Warmer helps you compare advisors clearly — so you can choose with confidence.
Discover
Compare top advisor firms by metric, firm size, and location.
Warmer provides personalized recommendations and introductions to independent fiduciary advisors. We do not supervise advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.
Each advisor listed on our site is an independent fiduciary responsible for their own advice. Warmer may receive fees from advisors for participation or referrals; these fees are paid by advisors and do not affect the fees clients pay for advisory services.
For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Please review an advisor's Form ADV and do your own diligence before entering into an advisory relationship.
By using our service, you agree to Warmer's Terms of Service and Advisory Agreement and Privacy Policy. Logos provided by Logo.dev
© 2026 Warmer Holdings Inc. ("Warmer")