Fig Tree Financials LLC

The firm provides customized investment advisory services to individuals, high‑net‑worth clients, trusts, estates and small businesses, delivering discretionary portfolio construction, ongoing investment management and related advice. It is newly formed and seeking state registration, and the filing reports no assets under management or active client accounts at the time of the brochure.

The firm employs both fundamental and technical analysis and describes a primarily long‑term investment orientation while allowing shorter‑term trading for rebalancing or client needs. Portfolios are typically constructed from individual equities, exchange‑traded funds (including bond and leveraged ETFs), mutual funds and covered options, with asset allocation and risk‑tolerance considerations set in collaboration with each client.

Notable aspects of the firm include the principal’s outside industry roles: the principal also operates as a registered representative of a broker‑dealer in a separate capacity (receiving commissions for commissionable transactions) and maintains an academic appointment, with the advisor noting it will not collect ongoing advisory fees for commissionable products sold through that separate role. The firm maintains an institutional relationship with a major custodian that provides technology and other economic benefits, and it does not accept custody of client assets except for authorization to deduct advisory fees.