Financial Empowerment
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$292,986
Clients
0
Advisors
1
of 1 employees
Firm type
Independent
1 advisor with up to 2 employees
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
0
Very LowAverage account size
—
About
Financial Empowerment is registered as an investment adviser that provides discretionary portfolio management and financial planning services to a mix of client types, including charitable organizations and business entities and, unusually for a firm in this category, individual and high‑net‑worth clients. Services described in the brochure include ongoing portfolio management with investment policy statements, project‑based financial plans, and recurring planning engagements.
The firm’s investment process combines quantitative, fundamental, and cyclical analysis within a modern portfolio theory framework and typically implements long‑term trading consistent with documented client objectives; it operates under a fiduciary standard and requests discretionary trading authority for managed accounts. Reviews are performed periodically and the firm requires the use of a specified custodian platform as part of its execution and custody arrangements.
Noteworthy relative to many investment‑manager peers is that Financial Empowerment blends institutional registration with individual‑oriented planning offerings and explicitly uses hourly and project pricing for planning work—billing practices that are less common among firms in this regulatory category. The brochure also reflects a small organizational scale and modest reported discretionary assets under management, which is atypical for advisors that primarily manage pooled or institutional assets.
Client services
Financial planning
Portfolio management
Expertise
General retirement planning
College savings (529s, UTMA, etc.)
Fee options
Project-based financial planning fees range $500 to $15,000
$0 - $1,000,000: 1.25% $1,000,001 - $2,000,000: 0.75% $2,000,001+: 0.50%
Default $500/hour for project-based financial planning
Ongoing financial planning fees between $100 and $500 per month
Account minimum: $750,000 Minimum fee: $9,375 minimum annual fee for investment management Fee-only: Investment management fees, financial planning fees; no commissions
Main office location
Financial Empowerment
Plano TX, United States
Number of offices
1
Most active in
Financial Empowerment has reported serving >5 clients in these states in the last 12 months.
Texas
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
-
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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