F
Financial Planning, Asset Management
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$2,101,247
Clients
4
0% high-net-worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor with up to 2 employees
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
4
LowAverage account size
$525,312
About
The firm serves individual clients and trusts and also provides consultation to small businesses on workplace retirement plans. It offers comprehensive financial planning across education, retirement, investment, and estate matters and provides discretionary portfolio management using mutual funds, ETFs, stocks, bonds and cash.
The adviser emphasizes a long-term, balanced, and disciplined approach, tailoring asset allocation to each client’s risk tolerance, investment horizon, and life stage while expressly avoiding higher‑risk instruments such as currency, options, and commodities. Standalone financial planning is billed on an hourly basis with a free initial consultation, and managed‑account clients receive a one‑time comprehensive plan and periodic reviews with updates when life changes occur.
Noteworthy features include managing roughly $2.1 million in discretionary assets for a very small client roster and routinely acting as a liaison with attorneys and tax advisors for estate work, including investment management for trusts with special‑needs beneficiaries. The firm uses an uncommon combination of custodians for a small adviser (Interactive Brokers and Betterment Securities), follows CFP® fiduciary standards, and maintains a trading policy that gives client orders priority over personal trades.
Client services
Financial planning
Portfolio management
Expertise
College savings (529s, UTMA, etc.)
General retirement planning
Retirement income strategy
Wealth management
General estate planning guidance
Fee options
$0 - $100,000: 1.5% annually $100,000+: 1.0% annually
$150 per hour for financial planning and plan modifications
Account minimum: $100,000 Fee-only: $150 per hour for financial planning; up to $2,000 maximum for a full financial plan depending on complexity
Main office location
Financial Planning, Asset Management
Champaign IL, United States
Number of offices
1
Most active in
Financial Planning, Asset Management has reported serving >5 clients in these states in the last 12 months.
Illinois
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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