FM Capital Group
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$3,150,000
Clients
9
0% high-net-worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor with up to 2 employees
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
9
LowAverage account size
$350,000
About
FM Capital Group provides investment advisory and consulting services to individuals, groups, corporations and other business entities, handling due diligence, negotiation of private investment term sheets, facilitation and ongoing monitoring. Services may be comprehensive or limited as agreed and include portfolio management for individual clients, with a stated minimum investment requirement and an annual flat-fee billing arrangement.
The firm generally follows a strategic allocation approach across public securities and alternative investments, including venture capital, real estate and international private placements, and discloses the risks and potential illiquidity of those products. While FM Capital Group may exercise discretion, it states that it typically obtains client approval on transactions before execution, reflecting a largely non-discretionary working relationship with clients.
FM Capital Group combines several features that distinguish it from many small advisers: it charges a performance-based carried-interest fee on private placement investments in addition to fixed annual advisory fees, and it produces educational content and outreach such as workshops, radio broadcasts and published analysis for clients and prospects. The firm manages a modest amount of client assets across a small number of individual and group clients and may hold custody of client funds, which places its service mix and fee arrangements outside more common patterns for peers of similar size.
Client services
Portfolio management
Newsletters or periodicals
Educational seminars or workshops
Publish blog posts
Expertise
Private / alternative investments
Occupation focus
Founder/Business Owner
Fee options
Flat annual fee starting at $1,500 plus $500 retainer fee at signing
20% of carried interest profits on private placement investments only; no performance fees on securities investments
Account minimum: $5,000 Minimum fee: Upwards from $1,500 annual fee, billed annually in arrears; $500 retainer fee due at signing Fee-only: Flat fee for consulting and advising services, starting at $1,500 annually
Main office location
FM Capital Group
409 13 Th Street, Suite 600
Oakland CA 94612, United States
Number of offices
1
Most active in
FM Capital Group has reported serving >5 clients in these states in the last 12 months.
California
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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