F
Focus Advisory, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$37,000,000
Clients
22
73% high-net-worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor with up to 2 employees
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
22
TypicalAverage account size
$1,681,818
About
Focus Advisory, LLC provides discretionary and non-discretionary investment management services to individual private clients, managing roughly $32.6 million for about 22 clients. The firm focuses on portfolio management rather than comprehensive financial planning and invests across equities, taxable and tax-free fixed income, mutual funds, ETFs and ETNs, closed‑end funds, options and certificates of deposit.
The firm follows a global asset management framework that allocates across asset classes and countries, using macroeconomic analysis as its primary method of analysis. It typically implements asset allocation through mutual funds and supplements that approach with both fundamental and technical analysis when selecting or timing positions.
Noteworthy operational practices include a requirement that clients direct brokerage and custody to Pershing/SSG, while the firm discloses it receives no compensation or soft‑dollar benefits from that relationship. The adviser also conducts daily operational reviews of accounts, deducts advisory fees directly from client accounts per written invoices, does not vote client proxies, and does not accept compensation or referral fees from third parties.
Client services
Portfolio management
Expertise
Options & derivatives strategies
Active portfolio management
Wealth management
Fee options
Typically 1% annually; current range .65% to 2.0% annually; fees are negotiable
Fee-only: Annual asset management fee paid quarterly; no commissions or other compensation accepted
Main office location
Focus Advisory, LLC
Tacoma WA, United States
Number of offices
1
Most active in
Focus Advisory, LLC has reported serving >5 clients in these states in the last 12 months.
Washington
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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