F
Forge Capital
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$0
Clients
0
Advisors
1
of 1 employees
Firm type
Independent
1 advisor with up to 2 employees
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
0
Very LowAverage account size
—
About
Forge Capital provides discretionary and non-discretionary asset management and financial planning services to individuals, high‑net‑worth clients and certain public entities. The firm offers comprehensive financial planning that can cover retirement, estate, tax, insurance and college planning as part of its advisory services.
Portfolios are constructed to reflect each client’s stated goals, time horizon and risk tolerance and the firm uses a mix of analytical approaches (including fundamental and technical analysis) and strategies such as long‑ and short‑term holdings and options where appropriate. Forge Capital may engage sub‑advisors, conducts periodic reviews and implements rebalancing and tax‑loss harvesting as part of ongoing portfolio monitoring.
Noteworthy distinctions include the availability of performance‑based fee arrangements for qualified clients, a practice that is relatively uncommon among independent advisers, and an affiliated insurance practice through which the firm’s adviser may offer and receive typical commission compensation. The firm is newly formed and currently reports no client assets under management; disclosures and firm procedures are used to address conflicts that may arise between advisory recommendations and insurance compensation.
Client services
Financial planning
Portfolio management
Selection of other advisers
Expertise
Options & derivatives strategies
Fee options
Financial planning fixed fees ranging from $300 to $10,000, based on complexity and client needs.
$0 - $500,000: 1.75% annually $500,000.01 - $1,000,000: 1.50% annually $1,000,000.01 - $5,000,000: 1.25% annually Over $5,000,000+: 0.75% annually
Commission compensation on insurance products as licensed insurance agents; also may receive commissions on insurance sales.
Performance-based fee of 20% of net gains above the account's high-water mark, billed annually in arrears; plus an annual management fee of 0.50% per year.
Main office location
Forge Capital
Sarasota FL, United States
Number of offices
1
Most active in
Forge Capital has reported serving >5 clients in these states in the last 12 months.
Florida · Texas
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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