Foy Financial Services, Inc.
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$57,910,129
Clients
104
16% high-net-worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor with up to 2 employees
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
104
Very HighAverage account size
$556,828
About
The firm provides discretionary portfolio management and financial planning primarily for individual clients, including high-net-worth and retirement accounts, and also accepts corporate and trust accounts. It offers direct advisory services and acts as a strategic partner to other advisory firms under solicitor agreements that place client assets into its SELECTOR Money Management programs.
Investment management is based on a trend-following, asset-allocation discipline that emphasizes diversification across mutual funds, ETFs, closed-end funds, and variable annuity subaccounts, with systematic adjustments to equity-versus-bond ratios as market stages change. The firm offers multiple pre-defined management styles spanning aggressive growth to income-oriented allocations and includes financial planning and estate/retirement planning services at no additional charge when clients use its asset-based advisory services.
Notable differences from many peers include operating solicitor relationships and providing model management to other advisors despite being a very small independent firm with a single advisory professional, a practice that is less common among firms of this size. The firm also reports no disciplinary history, does not accept commissions or dual registrations, and discloses a long-standing Better Business Bureau membership and complaint history as part of its disclosures.
Client services
Financial planning
Portfolio management
Expertise
General retirement planning
General estate planning guidance
Income planning
Retirement income strategy
Demographic focus
Young Professionals
Approaching retirement
Retired
Fee options
$0 - $99,999: 1.80% annually $100,000 - $249,999: 1.60% annually $250,000 - $499,999: 1.40% annually $500,000 - $999,999: 1.20% annually $1,000,000+: 1.00% annually
Account minimum: $25,000
Main office location
Foy Financial Services, Inc.
Lincoln NE, United States
Number of offices
1
Most active in
Foy Financial Services, Inc. has reported serving >5 clients in these states in the last 12 months.
Nebraska · Rhode Island
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
Advisors at this firm
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