G&S Capital LLC logo

G&S Capital LLC

Updated today

Client assets under management

$471,997,149

Clients

421

37% high-net-worth

Advisors

5

of 9 employees

Firm type

Team

5-30 advisors or >$500M in AUM

Clients per advisor

84

High

Average account size

$1,121,133

About

G&S Capital LLC provides discretionary investment management, financial planning, and retirement-plan advisory services to individuals, high-net-worth clients, families, businesses, and ERISA plans. The firm manages client accounts directly, advises on assets held away, and offers both limited-scope ERISA 3(21) advice and full discretionary 3(38) investment-manager services.

Investment programs are tailored to each client’s stated objectives and risk tolerance using fundamental and technical analysis, asset allocation, and regular portfolio monitoring overseen by an investment committee formed in conjunction with Kotys. The firm discloses the use of derivative-based and structured-product strategies in separately managed accounts — including options (covered calls, long puts, cash-secured puts), structured notes, inverse/enhanced ETFs or ETNs, interval funds, and margin — and may allocate to independent managers or private investments while treating cash as an asset class.

What sets G&S apart from many team firms is its explicit, routine incorporation of options and other derivative or structured products into client accounts, a practice that is statistically uncommon among peers. The brochure also notes operational arrangements with an unaffiliated adviser (Kotys) whose representatives act as authorized agents to implement trades at G&S’s direction, and that G&S will not exercise discretionary authority to purchase cryptocurrencies for client accounts.

Client services

Financial planning Portfolio management Pension consulting

Expertise

Retirement plans for business owners (SEP, solo 401k) Equity compensation tax strategy Options & derivatives strategies Private / alternative investments

Occupation focus

Founder/Business Owner Retired

Demographic focus

Mid-Career Professionals

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Fee options

Percentage

$0 - $499,999: 1.40% $500,000 - $999,999: 1.30% $1,000,000 - $1,999,999: 1.10% $2,000,000 - $4,999,999: 0.90% $5,000,000 - $9,999,999: 0.80% $10,000,000 - $24,999,999: 0.60% $25,000,000+: Negotiable

Project-based

$250 per hour for financial planning and consulting services

Other

Account minimum: $500,000 Minimum fee: Minimum annual fee of $6,500 Fee-only: Hourly fee of $250 for financial planning and consulting; may be reduced or waived for clients with assets managed by G&S.

Main office location

G&S Capital LLC

7887 E. Belleview Ave., Suite 1225

Denver CO 80111, United States

Number of offices

1

Most active in

Arizona · California · Colorado · Florida · Indiana · Montana · Nebraska · New York · South Carolina · Texas · Washington

Disclosures

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

Advisors at this firm

user avatar

Gregory B

CFA®, Series 63, Series 66

Denver, CO

G&S Capital LLC

Gregory Brown is a CFA® charterholder with 28 years of industry experience. He is currently with G&S Capital LLC, where he has worked since 2022. Prior to that, he was with Schwab Private Client Investment Advisory, Inc. and Charles Schwab & Co., Inc. from 2016 to 2022, and Wunderlich Securities Inc from 2008 to 2016. G&S Capital LLC provides discretionary investment management and financial planning to individuals, trusts, businesses, and retirement plans. The firm employs a combination of fundamental, technical, and cyclical analysis, using a broad range of investment instruments and regularly monitoring accounts with discretionary authority.

Retirement plans for business owners (SEP, solo 401k) Equity compensation tax strategy Options & derivatives strategies Private / alternative investments Founder/Business Owner Retired Mid-Career Professionals
user avatar

Louis H

CFP®, Series 63, Series 65

Denver, CO

G&S Capital LLC

Louis Harris is a CFP® with 13 years of industry experience, currently serving as an advisor at G&S Capital LLC since 2019. His prior work includes roles at Waters Edge Design, Scenic Wealth Management, and Northstar Realty Securities. G&S Capital LLC provides discretionary investment management and financial planning to individuals, trusts, businesses, and retirement plans. The firm employs a combination of fundamental, technical, and cyclical analysis alongside asset-allocation models, and is notable for its documented use of derivatives and options strategies in separately managed accounts.

Retirement plans for business owners (SEP, solo 401k) Equity compensation tax strategy Options & derivatives strategies Private / alternative investments Founder/Business Owner Retired Mid-Career Professionals
user avatar

Scott J

Series 65

Denver, CO

G&S Capital LLC

Scott Jensen is a financial advisor with G&S Capital LLC in Denver, CO, holding a Series 65 credential and one year of industry experience. He is also the owner and manager of Red Ivy Capital, LLC, an investment partnership, and owns an accounting firm, Kramer & Jensen, LLC. G&S Capital LLC provides discretionary investment management and financial planning services to individuals, trusts, businesses, and retirement plans. The firm employs a multi-faceted investment approach incorporating fundamental, technical, and cyclical analysis, and utilizes a range of instruments including derivatives and options strategies in separately managed accounts.

Retirement plans for business owners (SEP, solo 401k) Equity compensation tax strategy Options & derivatives strategies Private / alternative investments Founder/Business Owner Retired Mid-Career Professionals
user avatar

Ryan W

CFP®

Denver, CO

G&S Capital LLC

Ryan Williams is a CFP® professional with 13 years of industry experience, currently serving as an advisor at G&S Capital LLC since 2016. He has also been a member of R L Squared, LLC since 2013. G&S Capital LLC provides discretionary investment management and financial planning to individuals, trusts, businesses, and retirement plans, utilizing a combination of fundamental, technical, and cyclical analysis alongside asset-allocation models. The firm employs a range of investment instruments and is notable for its documented use of derivatives and options strategies within separately managed accounts.

Retirement plans for business owners (SEP, solo 401k) Equity compensation tax strategy Options & derivatives strategies Private / alternative investments Founder/Business Owner Retired Mid-Career Professionals
user avatar

Justin S

CFP®, Series 66

Denver, CO

G&S Capital LLC

Justin Soucie is a CFP® with 21 years of industry experience and has been with G&S Capital LLC since 2014. He holds the Series 66 designation and is based in Denver, CO. Outside of his advisory role, he is a business partner in a real estate rental venture. G&S Capital LLC provides discretionary investment management and financial planning to individuals, trusts, businesses, and retirement plans, utilizing a combination of fundamental, technical, and cyclical analysis alongside asset-allocation models. The firm is noted for its use of derivatives and options strategies within separately managed accounts and offers a broad range of investment instruments while maintaining an investment committee and operational arrangements uncommon among similarly sized teams.

Retirement plans for business owners (SEP, solo 401k) Equity compensation tax strategy Options & derivatives strategies Private / alternative investments Founder/Business Owner Retired Mid-Career Professionals
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