Genfi LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$45,828,141
This total excludes 13 entity clients. Entities are clients such as corporations, partnerships, or trusts.
Clients
62
45% high-net-worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor with up to 2 employees
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
62
Very HighAverage account size
$739,164
About
GenFi is an independent investment advisory and financial planning firm that serves family groups, individuals (including high‑net‑worth and corporate executive clients), trusts, and retirement plans. Its services include discretionary and non‑discretionary portfolio management, comprehensive financial planning, family office services, tax compliance and limited accounting through an affiliated tax entity, and investment consulting for pension and profit‑sharing plans.
The firm develops written investment policy statements and tailors portfolios to clients’ objectives, risk tolerance, cash‑flow and tax/estate considerations, with periodic monitoring and rebalancing. It draws on a mix of mutual funds, ETFs, individual equities and fixed income, third‑party managers, and quantitative and fundamental analysis supported by third‑party software and institutional custody and reporting platforms.
Distinctive features noted in the brochure include an affiliation with an accounting/tax practice that provides tax compliance and limited accounting services as part of client engagements, and a practice of serving institutional retirement plans and profit‑sharing arrangements—services that are less common among solo independent advisers. The firm also provides family‑office style consulting and will, when appropriate, negotiate manager minimums or fee arrangements, operating on a small, single‑advisor platform.
Client services
Financial planning
Portfolio management
Selection of other advisers
Expertise
College savings (529s, UTMA, etc.)
Equity compensation tax strategy
Options & derivatives strategies
Occupation focus
Executive
Fee options
Fixed fees for financial planning services, negotiated based on complexity
$0 - $500,000: 1.25% $500,001 - $2,000,000: 1.00% $2,000,001 - $10,000,000: 0.85% $10,000,001+: 0.50%
$300 per hour for financial planning services
Account minimum: $1,000,000 Minimum fee: $11,250 minimum account management fee Fee-only: Asset-based fees, hourly fees at $300/hr, and fixed fees for financial planning
Main office location
Genfi LLC
1016 West Jackson
Chicago IL 60607, United States
Number of offices
1
Most active in
Genfi LLC has reported serving >5 clients in these states in the last 12 months.
Illinois · Michigan
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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