Goldfarb Wealth Advisors
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$52,028,361
Clients
27
85% high-net-worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor with up to 2 employees
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
27
TypicalAverage account size
$1,926,976
About
Goldfarb Wealth Advisors provides personalized investment advisory and financial planning services to individuals, families, trusts, estates and small businesses. As of December 31, 2025 the sole advisor manages approximately $52 million across 54 accounts on a discretionary basis, with client assets held at Charles Schwab, and the firm also offers one‑time financial consulting engagements.
The firm’s investment approach is grounded in modern portfolio theory and academic research, emphasizing globally diversified, low‑cost mutual funds and ETFs with a long‑term buy‑and‑hold orientation. Portfolios are periodically rebalanced, may incorporate a Fama‑French style tilt toward value, small‑cap and persistently profitable stocks, and the adviser may recommend tax‑aware actions such as year‑end loss harvesting when appropriate.
Noteworthy features include a fee model based on a fixed annual retainer rather than the more common percentage‑of‑assets billing found at many independent firms, and a stated fee‑only policy with no commissions or product sales. The practice is a solo operation led by an advisor with advanced business and engineering degrees and a background in large‑bank analytics, which the brochure cites as informing its use of quantitative research and software in portfolio design.
Client services
Financial planning
Portfolio management
Expertise
Passive / index investing
Tax-loss harvesting
Wealth management
Fee options
Financial consulting fixed fees generally range from $500 to $3,500 per engagement.
Financial consulting hourly fees range from $150 to $200 per hour.
Account minimum: $250,000 Minimum fee: Negotiable fixed annual retainer between $2,400 and $4,000 per year, billed quarterly ($600 to $1,000 per quarter), may be more for complex or large accounts. Fee-only: Fee-only cost structure; no commissions or finder's fees accepted.
Main office location
Goldfarb Wealth Advisors
Charlotte NC, United States
Number of offices
1
Most active in
Goldfarb Wealth Advisors has reported serving >5 clients in these states in the last 12 months.
North Carolina
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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