Guardian Capital Group LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$13,366,350
Clients
67
3% high-net-worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor with up to 2 employees
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
67
Very HighAverage account size
$199,498
About
Guardian Capital Group, LLC is a state-registered independent investment adviser serving individuals, families, trusts and related entities with investment management, financial planning, concierge consulting, and money-manager search and monitoring. As of January 1, 2026 the firm reported approximately $13.37 million in assets under management across about 101 client accounts and typically manages client assets on a discretionary basis.
The firm tailors an investment policy statement for each client and emphasizes strategic asset allocation implemented through diversified holdings such as mutual funds and exchange-traded funds, supported by fundamental, technical and cyclical analysis. When appropriate, Guardian will recommend third‑party money managers and conducts ongoing monitoring of those managers, with portfolio and account reviews conducted on a regular basis.
A distinctive feature disclosed in the brochure is that the firm’s principal is separately licensed as an insurance agent and may effect insurance transactions for clients, receiving customary commissions; the brochure acknowledges this potential conflict and describes policies (including a Code of Ethics and disclosures) and the principal’s minimal time devoted to insurance to address it. The supplement also notes an unrelated business interest (co‑ownership of a vineyard), and the firm operates as a solo practitioner with a modest asset base as reflected in its regulatory disclosures.
Client services
Portfolio management
Expertise
Family Business
Fee options
Fixed financial planning fees ranging from $3,500 to $10,000 depending on assets and complexity.
$0 - $1,000,000: Up to 1.5% annually $1,000,001 - $5,000,000: Up to 1.0% annually $5,000,001 - $10,000,000: Up to 0.80% annually $10,000,001+: Up to 0.60% annually
$125 to $300 per hour for financial planning and consulting services.
Account minimum: $100,000 (negotiable) Fee-only: Financial Planning: Fixed fee $3,500 to $10,000 depending on asset size and complexity; Hourly $125 to $300 per hour. Concierge Services: Hourly $125 to $300 per hour.
Main office location
Guardian Capital Group LLC
Cornville AZ, United States
Number of offices
1
Most active in
Guardian Capital Group LLC has reported serving >5 clients in these states in the last 12 months.
Arizona · Texas
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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