Hammond Investment Management, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$10,928,120
This total excludes 1 entity clients. Entities are clients such as corporations, partnerships, or trusts.
Clients
20
0% high-net-worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor with up to 2 employees
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
20
TypicalAverage account size
$546,406
About
Hammond Investment Management provides discretionary investment management and consulting to pension plans, municipal clients, and individual investors. For public plans and municipalities the firm manages assets in accordance with applicable state statutes, client investment policies, authorized investment lists, and cash‑flow needs.
The firm describes a long‑term, low‑turnover investment philosophy that emphasizes diversification and asset allocation, using both fundamental and technical analysis. The investment process begins with a detailed financial questionnaire and risk‑tolerance profile, leads to a written investment policy for client approval, and includes quarterly reporting such as portfolio allocation, performance review, target‑index comparisons, and maturity schedules.
What is distinctive for a firm of this size is its explicit focus on institutional and state/municipal clients, managing those accounts to statutory and policy constraints rather than solely retail objectives. The brochure also emphasizes fixed‑income solutions — including government and government‑agency bonds — and discusses the specific credit, interest‑rate, and liquidity risks of those holdings as part of customized policy and reporting practices.
Client services
Portfolio management
Expertise
Wealth management
Income planning
Occupation focus
Retired
Fee options
$0 - $100,000: 1.25% (Equity and Balanced Accounts for Individuals) $100,001 - $250,000: 1.10% (Equity and Balanced Accounts for Individuals) $250,001 - $500,000: 1.00% (Equity and Balanced Accounts for Individuals) $500,001 - $1,000,000: 0.85% (Equity and Balanced Accounts for Individuals) $1,000,001 - $5,000,000: 0.75% (Equity and Balanced Accounts for Individuals) $5,000,001+: 0.50% (Equity and Balanced Accounts for Individuals) $0 - $100,000: 0.75% (Fixed Income Only for Individuals) $100,001 - $250,000: 0.65% (Fixed Income Only for Individuals) $250,001 - $500,000: 0.55% (Fixed Income Only for Individuals) $500,001 - $1,000,000: 0.45% (Fixed Income Only for Individuals) $1,000,001 - $5,000,000: 0.35% (Fixed Income Only for Individuals) $5,000,001+: 0.25% (Fixed Income Only for Individuals) $0 - $5,000,000: 0.35% (Institutional Fixed Income Management for first $5 million) $5,000,001 - $10,000,000: 0.25% (Institutional Fixed Income Management for next $5 million) $10,000,001+: 0.20% (Institutional Fixed Income Management over $10 million) $0 - $5,000,000: 0.75% (Institutional Fixed Income and Equity Management for first $5 million) $5,000,001 - $10,000,000: 0.50% (Institutional Fixed Income and Equity Management for next $5 million) $10,000,001+: 0.35% (Institutional Fixed Income and Equity Management over $10 million) $0 - $20,000,000: 0.10% (Investment Advisor Consulting Service for first $20 million) $20,000,001 - $40,000,000: 0.05% (Investment Advisor Consulting Service for next $20 million) $40,000,001+: 0.025% (Investment Advisor Consulting Service over $40 million)
Account minimum: $100,000 Minimum fee: $2,500 minimum annual fee for institutional clients Fee-only: Fee-based only, no commissions accepted
Main office location
Hammond Investment Management, LLC
Mokena IL, United States
Number of offices
1
Most active in
Hammond Investment Management, LLC has reported serving >5 clients in these states in the last 12 months.
Illinois
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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