Harborside Capital
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$7,207,728
Clients
17
53% high-net-worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor with up to 2 employees
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
17
TypicalAverage account size
$423,984
About
Harborside Capital is an independent registered investment adviser that serves a small client base of individuals, high‑net‑worth clients, entities and trusts and also provides portfolio management for institutional clients. The firm offers discretionary investment advisory services across a mix of asset types, including securities, commodity interests and digital assets, and documents client objectives in tailored investment policy statements.
The investment approach combines medium‑to‑long‑term positions with selective short‑term trading and uses a range of analytical methods — charting, fundamental, technical, volatility and cyclical analysis — together with a formal process to assess whether digital assets are securities. The firm regularly employs derivatives, futures and options and may use hedging, leverage and short positions within client accounts as part of its implementation.
Harborside is registered with the CFTC and is an NFA member as a commodity trading advisor, reflecting its background in energy and metals trading and an affiliation with commodity trading activities that is uncommon among independent RIAs. It also accepts performance‑based compensation for qualified clients and maintains custody arrangements that include both a traditional brokerage custodian for securities and commodity interests and a specialized custodian for certain digital assets, a service mix that distinguishes it from many peers.
Client services
Portfolio management
Expertise
Active portfolio management
Fee options
Up to 2% annually (charged monthly at 1/12 of annual rate)
Up to 20% on yearly net new profits for qualified clients, paid yearly in arrears, negotiable.
Account minimum: $500,000 (may be waived)
Main office location
Harborside Capital
Wilmington NC, United States
Number of offices
1
Most active in
Harborside Capital has reported serving >5 clients in these states in the last 12 months.
North Carolina
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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