Harry Licursi Tax & Retirement Planning
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$20,000,000
Clients
86
0% high-net-worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor with up to 2 employees
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
86
Very HighAverage account size
$232,558
About
The firm provides personalized investment advisory and portfolio management services to individuals, trusts, foundations, corporations, and retirement plans, and also offers pension consulting and employee plan monitoring. Services are delivered on an ongoing basis and include portfolio design, asset allocation using mutual funds and insurance-based products, and discrete consulting or financial planning engagements.
The firm’s investment process emphasizes managing investment risk through customized asset allocation and a long-term, diversified approach that relies primarily on fundamental analysis with limited technical analysis as a supplement. Because the principal is an Enrolled Agent, tax efficiency and the ability to provide tax preparation and representation before the IRS are explicitly incorporated into financial analyses and recommendations.
What is distinctive about the firm is the combination of fee-based advisory services with the availability of insurance product sales: the principal is a licensed life and disability agent who can offer fixed annuities and receives commission compensation for those insurance sales, while not charging advisory fees on insurance products. The advisory practice also limits securities to registered mutual funds and insurance-based products and provides pension consulting to businesses and plan participants, blending tax representation and insurance offerings in a small, independent practice.
Client services
Portfolio management
Expertise
General retirement planning
General tax planning
Retirement plans for business owners (SEP, solo 401k)
Fee options
Flat fees for specific services or financial plans available by agreement.
$0 - $1,000,000: 1.00% $1,000,001 - $2,000,000: 0.90% $2,000,001 - $3,000,000: 0.80% $3,000,001 - $4,000,000: 0.70% $4,000,001 - $5,000,000: 0.55% $5,000,001 - $20,000,000: 0.45%
Hourly consulting fees negotiated, up to $395/hour, or $350/hour for pension consulting.
Fee-only: Consulting services billed at hourly rate not to exceed $395/hour; flat fees and retainers negotiable.
Main office location
Harry Licursi Tax & Retirement Planning
Santa Rosa CA, United States
Number of offices
1
Most active in
Harry Licursi Tax & Retirement Planning has reported serving >5 clients in these states in the last 12 months.
California
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Is not active or affiliated with:
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
Forms ADV
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