H
Hart Investment Management Inc.
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$42,699,997
Clients
82
10% high-net-worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor with up to 2 employees
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
82
Very HighAverage account size
$520,732
About
Hart Investment Management Inc. provides ongoing portfolio management services and prepares an Investment Policy Statement for each client to document goals, income, tax considerations and risk tolerance. The firm implements portfolios across mutual funds, equities, bonds, ETFs, REITs, government securities and hedging with options.
HIM generally manages accounts on a discretionary basis and uses a mix of charting, fundamental, technical and cyclical analysis to guide investment decisions while documenting client-specific risk tolerances in the IPS. The brochure discloses a long-term trading orientation and the use of margin transactions, which it identifies as carrying material risk.
Compared with many peers, HIM explicitly includes organizational clients—trusts, estates and charitable organizations—among its client types and reports $30,399,997 in discretionary assets and $12,300,000 in non-discretionary assets as of January 2026. The firm states it does not accept performance-based fees, does not take custody of client assets, and manages accounts under written discretionary authority.
Client services
Portfolio management
Expertise
Options & derivatives strategies
Fee options
2.00% annually
Main office location
Hart Investment Management Inc.
Southern Pines NC, United States
Number of offices
1
Most active in
Hart Investment Management Inc. has reported serving >5 clients in these states in the last 12 months.
North Carolina · South Carolina
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
-
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Not sure where to start?
We'll help you think it through — whether you ultimately need an advisor or not.
Warmer helps you compare advisors clearly — so you can choose with confidence.
Discover
Compare top advisor firms by metric, firm size, and location.
Warmer provides personalized recommendations and introductions to independent fiduciary advisors. We do not supervise advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.
Each advisor listed on our site is an independent fiduciary responsible for their own advice. Warmer may receive fees from advisors for participation or referrals; these fees are paid by advisors and do not affect the fees clients pay for advisory services.
For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Please review an advisor's Form ADV and do your own diligence before entering into an advisory relationship.
By using our service, you agree to Warmer's Terms of Service and Advisory Agreement and Privacy Policy. Logos provided by Logo.dev
© 2026 Warmer Holdings Inc. ("Warmer")