HSBC SECURITIES (USA) Inc.

Syedmuhammad Ali is a financial advisor with HSBC Securities (USA) Inc. in New Hyde Park, NY, holding a Series 66 designation and four years of industry experience. His prior roles include positions at Citigroup, Merrill, Bank of America, and People's United Bank. HSBC Securities (USA) Inc. offers managed account programs to individuals, retirement accounts, charitable organizations, and corporations through both client-directed and discretionary investment solutions. The firm uses a multi-profile investment process combining strategic and tactical asset allocation with ongoing fund due diligence, serving a broad client base with diverse managed portfolios.

Samiran Kundu is a financial advisor with HSBC Securities (USA) Inc. in Bellevue, WA, holding Series 63 and Series 66 licenses and 14 years of industry experience. He has worked at HSBC Bank USA NA since 2010 and joined HSBC Securities (USA) Inc. in 2016. HSBC Securities (USA) Inc. offers managed account programs to individuals, retirement accounts, charitable organizations, and corporations, featuring a range of client-directed and discretionary options. The firm employs a multi-profile investment process developed in partnership with HSBC Global Asset Management and other affiliated providers, serving clients through personalized investment adviser representatives.

Yaoxuan Wang is a financial advisor at HSBC Securities (USA) Inc. with three years of industry experience. Wang holds the Series 66 designation and has worked at HSBC in various capacities since 2020, including roles at HSBC Bank USA, N.A. The adviser previously worked at M&T Bank and has experience associated with the University at Buffalo. HSBC Securities (USA) Inc. offers managed account programs to individuals, retirement accounts, charitable organizations, and corporations through several program types. The firm combines strategic and tactical asset allocation with due diligence and ongoing monitoring conducted by affiliated entities, serving a client base with both discretionary and non-discretionary portfolio management options.

Bartolo Panepinto is a financial advisor with HSBC Securities (USA) Inc. in Buffalo, NY, holding Series 63 and Series 66 licenses and bringing 23 years of industry experience. He has been with HSBC Securities since 2016 and previously worked at TMR for one year. HSBC Securities (USA) Inc. offers managed account programs for individuals, retirement accounts, charitable organizations, and corporations, providing both client-directed and fully discretionary investment options. The firm utilizes a structured investment process based on five risk profiles and combines strategic asset allocation with fund due diligence, serving clients through multiple program types including an Offshore Spectrum program for qualified non-resident aliens.

Jackson West is an advisor at HSBC Securities (USA) Inc. holding a Series 66 designation with less than one year of industry experience. His prior work includes roles at HSBC Bank USA, The Ellerson Group, and QP Global Family Offices, as well as academic positions at the University of Michigan. HSBC Securities (USA) Inc. offers managed account programs for individuals, retirement accounts, charitable organizations, and corporations through a variety of client-directed and discretionary portfolio options. The firm utilizes a structured investment approach involving multiple risk profiles and collaborates with affiliated and third-party providers for asset management, fund selection, and administrative services.

Christopher Belich is a financial advisor at HSBC Securities (USA) Inc. in New York, NY, with seven years of industry experience. He holds Series 63 and Series 66 licenses and has prior experience at Wells Fargo Clearing and Wells Fargo Bank. He serves as a co-trustee for a family trust. HSBC Securities (USA) Inc. offers managed account programs to a variety of clients, including individuals, retirement accounts, charitable organizations, and corporations. The firm’s investment approach combines client-directed and discretionary portfolio options with strategic and tactical asset allocation supported by affiliated global asset management teams.

Qiyue Zhang is a financial advisor at HSBC Securities (USA) Inc. with nine years of industry experience. Zhang holds Series 63 and Series 66 credentials and has worked at various HSBC entities since 2016. Prior to joining HSBC, Zhang worked at Randstad Sourceright. HSBC Securities (USA) Inc. offers managed account programs to individuals, retirement accounts, charitable organizations, and corporations through multiple program types, including client-directed and fully discretionary options. The firm integrates strategic and tactical asset allocation with due diligence from affiliated providers and serves a broad client base with portfolios ranging from conservative to aggressive risk profiles.

Andrew Themis is a financial advisor with HSBC SECURITIES (USA) Inc. in New York, NY. He holds a Series 66 designation and has 16 years of industry experience. His career includes roles at HSBC SECURITIES (USA) Inc. since 2014 and HSBC Bank USA, N.A. since 2016. HSBC Securities (USA) Inc. provides managed account programs to various clients, including individuals, retirement accounts, charitable organizations, and corporations. The firm offers multiple program types ranging from client-directed accounts to fully discretionary options, utilizing a five-profile risk model and combining strategic and tactical asset-allocation advice supported by affiliated advisory and fund selection services.

Matthew Clingerman is a financial advisor at HSBC Securities (USA) Inc. in New York, NY, holding Series 63 and Series 66 licenses with 36 years of industry experience. He has been with HSBC Securities since 2005. HSBC Securities (USA) Inc. offers managed account programs to a diverse client base, including individuals, retirement accounts, charitable organizations, and corporations. The firm uses a combination of strategic and tactical asset allocation developed with HSBC Global Asset Management and employs both client-directed and fully discretionary investment programs.

Fabio Forte is an advisor at HSBC Securities (USA) Inc. with 10 years of industry experience. He holds Series 63 and Series 66 credentials and has previously worked at firms including J.P. Morgan Securities and Regions Bank. Outside of his advisory role, he is an associate realtor involved in real estate activities in the Miami area on a limited, part-time basis. HSBC Securities (USA) Inc. offers managed account programs to a variety of clients, utilizing a mix of client-directed and discretionary investment approaches. The firm incorporates strategic and tactical asset allocation developed with HSBC Global Asset Management and employs a comprehensive risk profiling process across its offerings.

Steven Trustey is a financial advisor with HSBC Securities (USA) Inc. in New Rochelle, NY. He holds the Series 66 designation and has 20 years of industry experience. His prior roles include positions at NewEdge Wealth, First Manhattan Co., and Neuberger Berman. HSBC Securities (USA) Inc. offers managed account programs to a diverse client base, including individuals, retirement accounts, charitable organizations, and corporations. The firm’s investment process combines strategic and tactical asset allocation with ongoing fund due diligence, providing both discretionary and client-directed portfolio options.

Nicholas Codola is a CFA® charterholder with Series 65 and Series 66 licenses and five years of industry experience. He is currently with HSBC Securities (USA) Inc. and HSBC Global Asset Management, having joined in 2025. His prior experience includes roles at Orion Portfolio Solutions, WealthPLAN Investment Management, and CLS Investments, among others. HSBC Securities (USA) Inc. offers managed account programs to a diverse client base, including individuals, retirement accounts, charitable organizations, and corporations. The firm combines strategic and tactical asset allocation with fund due diligence and offers both client-directed and fully discretionary portfolio management through various program types.

Andrew Fox is a financial advisor with HSBC Securities (USA) Inc. and holds Series 63 and Series 66 licenses. He has 34 years of industry experience and has worked at HSBC Securities since 2013 and HSBC Bank USA, N.A. since 2016. He is also a bank officer for HSBC Bank (USA) N.A., where he engages in the sale of bank-related products alongside his registered representative role. HSBC Securities (USA) Inc. provides managed account programs to a wide range of clients, including individuals, retirement accounts, charitable organizations, and corporations. The firm offers both client-directed and discretionary investment programs using a structured investment process with multiple risk profiles and collaborates with affiliated and third-party providers for advisory, fund selection, and administrative services.

Gregg Eisenstein is a financial advisor with HSBC Securities (USA) Inc. in New Hyde Park, NY, holding Series 63 and Series 65 licenses and having 30 years of industry experience. His career includes roles at CitiGroup and multiple positions within HSBC affiliates. Outside of his advisory work, he serves as president of Shreddin Sports Inc., a consulting firm focused on strategy and sales for specialty sports companies, and is a board member of Avalon Nature Preserve, contributing to community representation. HSBC Securities (USA) Inc. offers managed account programs to individuals, retirement accounts, charitable organizations, and corporations, providing a range of client-directed and discretionary investment solutions. The firm’s investment approach combines strategic and tactical asset allocation with ongoing fund due diligence and monitoring, utilizing affiliated and third-party providers to support its services.

Cindy Chen is a financial advisor at HSBC Securities (USA) Inc. with 25 years of industry experience. She holds Series 63 and Series 66 licenses and has worked with HSBC Bank USA, N.A. since 2016. In addition to her role as a registered representative, she serves as a Bank Officer for HSBC Bank (USA) N.A., engaging in the sale of bank-related products and services. HSBC Securities (USA) Inc. offers a variety of managed account programs to individuals, retirement accounts, charitable organizations, and corporations, combining both client-directed and discretionary investment options supported by global asset management and fund due diligence services.