Huayu Tsu Investment Management
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$1,300,000
Clients
3
0% high-net-worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor with up to 2 employees
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
3
LowAverage account size
$433,333
About
Huayu Tsu Investment Management serves select individuals and families, including business owners, professionals, executives, and retirees, through discretionary portfolio management tailored to each client’s risk profile and long-term objectives. The firm typically requires an account minimum (listed as generally $100,000, negotiable) and does not participate in wrap fee programs.
HTIM’s investment approach is centered on asset allocation using cost-efficient, value-oriented and fundamentally driven securities, with a primary emphasis on ETFs to implement diversified portfolios. The adviser monitors accounts using daily custodian data, conducts semiannual or annual portfolio reviews, and allows clients to impose investment restrictions when needed.
What is distinctive about HTIM is its significant non‑U.S. client base, a relatively uncommon feature for independent solo advisers, and the reliance on Interactive Brokers and electronic custodial reporting that support cross‑border servicing. The firm also highlights that it manages accounts on a discretionary basis, does not take custody (custodians calculate and withdraw advisory fees), and does not charge performance-based fees.
Client services
Portfolio management
Expertise
Wealth management
Occupation focus
Executive
Founder/Business Owner
Fee options
Fixed annualized rate of assets under management, billed monthly or as determined by custodian; exact percentage not specified
Account minimum: $100,000
Main office location
Huayu Tsu Investment Management
Dublin CA, United States
Number of offices
2
Most active in
Huayu Tsu Investment Management has reported serving >5 clients in these states in the last 12 months.
California
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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