Human Capital Wealth Management
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$11,100,000
Clients
89
2% high-net-worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor with up to 2 employees
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
89
Very HighAverage account size
$124,719
About
Human Capital Wealth Management is an Indiana‑registered independent advisory firm that provides investment management, financial planning, and business consulting services to individuals, families, corporations and other businesses. The firm also offers fractional CFO and business coaching engagements and conducts educational seminars and speaking engagements that are intended to be purely informational rather than individualized investment recommendations.
The firm’s investment process emphasizes strategic asset allocation with tactical deviations, using a mix of passive and active vehicles and applying fundamental, technical and cyclical analysis where appropriate to a client’s goals and risk tolerance. It manages accounts on both discretionary and non‑discretionary bases and integrates planning topics—retirement, tax considerations, estate issues, employee benefits and risk management—into portfolio construction under a fiduciary standard.
Notably, Human Capital provides portfolio management to corporate and business clients and offers ongoing fractional CFO services alongside traditional wealth management, services less commonly provided by solo independent advisers. The firm reports approximately $10.1 million in discretionary assets under management and explicitly markets paid seminars (with an option for occasional pro‑bono presentations), a combination of institutional coverage and public education that is uncommon among its peers.
Client services
Financial planning
Portfolio management
Educational seminars or workshops
Expertise
Business ownership considerations
Retirement income strategy
Cash flow / budgeting
College savings (529s, UTMA, etc.)
General estate planning guidance
Occupation focus
Founder/Business Owner
Executive
Fee options
Ongoing Financial Planning upfront fee $1,500 - $5,000; Project-Based Financial Planning $3,000 - $6,000; Educational Seminars $5,000 - $15,000
$0 - $100,000: 1.20% $100,001 - $500,000: 1.10% $500,001 - $1,000,000: 1.00% $1,000,000 - $2,000,000: 0.85% $2,000,000 - $3,000,000: 0.70% $3,000,000 - $4,000,000: 0.60% $4,000,000+: 0.50%
Financial Planning services at $250 per hour (negotiable)
Ongoing Financial Planning monthly fee $250 - $625 per month
Account minimum: $300,000 Minimum fee: $10/month for any account with investments Fee-only: Ongoing Financial Planning: upfront $1,500 - $5,000 plus $250 - $625 per month; Project-Based Financial Planning: $3,000 - $6,000; Hourly Financial Planning: $250/hour; Fractional CFO & Business Coaching starting at $1,000/month; Educational Seminars: $5,000 - $15,000
Main office location
Human Capital Wealth Management
Fishers IN, United States
Number of offices
1
Most active in
Human Capital Wealth Management has reported serving >5 clients in these states in the last 12 months.
Indiana
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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