ICON Capital Management, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$39,025,702
This total excludes 3 entity clients. Entities are clients such as corporations, partnerships, or trusts.
Clients
41
17% high-net-worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor with up to 2 employees
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
41
HighAverage account size
$951,846
About
The firm provides discretionary portfolio management, limited financial planning, and consulting to individuals, trusts, estates, and pension and profit‑sharing plans. It manages client portfolios on a discretionary basis and typically delivers financial planning in conjunction with ongoing portfolio management rather than as a stand‑alone service.
At the outset of each engagement the firm gathers client information to develop a Financial Profile and a tailored Investment Plan, then implements that plan using mutual funds, ETFs and a limited number of individual stocks. Investment decisions emphasize diversification and may employ long‑ and short‑term strategies and, for equities, fundamental analysis; accounts are reviewed at least quarterly.
What distinguishes the firm is its retirement-plan advisory practice: it provides pension and profit‑sharing plan consulting, may act as an ERISA fiduciary (including non‑discretionary 3(21) advice or discretionary 3(38) management), and offers participant education and enrollment services. The firm also negotiates project scopes and fees for consulting engagements, integrating plan-level services with its individual wealth management work.
Client services
Portfolio management
Pension consulting
General consulting
Expertise
General retirement planning
Cash flow / budgeting
Fee options
Up to 1.8% annually, dependent on client type, complexity, account composition, deposits, and relationship; fee is negotiable
$100 to $350 per hour depending on scope of services
Minimum fee: Minimum portfolio value and minimum annual fees may apply, but specific amounts are not stated.
Main office location
ICON Capital Management, LLC
Powell TN, United States
Number of offices
1
Most active in
ICON Capital Management, LLC has reported serving >5 clients in these states in the last 12 months.
Tennessee
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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