I
Integrated Wealth Management Solutions, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$4,987,931
Clients
5
20% high-net-worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor with up to 2 employees
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
5
LowAverage account size
$997,586
About
Integrated Wealth Management Solutions provides customized financial planning and investment management to individual investors (including high-net-worth clients) and small businesses. Like many independent advisers, it offers both broad-based and modular financial planning and typically implements portfolio management on an asset-based fee basis.
The firm’s investment process combines fundamental research with charting, technical and cyclical analysis and employs a mix of strategies — including active management, Core + Satellite constructions and concepts from Modern Portfolio Theory — across mutual funds, ETFs/ETNs, individual equities, fixed income, MLPs and REITs. Portfolios may be managed on a discretionary or nondiscretionary basis and are subject to periodic reviews and plan updates.
Notable distinctions include its very small scale — a modest asset base for a limited number of client relationships — and the principal’s concurrent roles as a registered representative of Liberty Partners and a licensed insurance agent, which the firm discloses as potential conflicts when implementation involves brokerage or insurance products. The firm also recommends Interactive Brokers as its preferred custodian and participates in that custodian’s advisor-support program, and it does not vote client proxies on behalf of clients.
Client services
Financial planning
Portfolio management
Expertise
Cash flow / budgeting
Debt management
Retirement income strategy
Equity compensation tax strategy
Occupation focus
Self-Employed
Fee options
Fixed financial planning fees ranging from $1,000 to $30,000 depending on complexity
$0 - $999,999: 2.00% annually $1,000,000 - $2,999,999: 1.75% annually $3,000,000+: 1.50% annually
Commissions may be received if client purchases securities or insurance through firm associates acting as registered representatives or insurance agents, but advisory services themselves are not commission-based
Hourly planning engagement at $500 per hour
Fee-only: Financial planning fees: fixed fees ranging from $1,000 to $30,000; hourly rate of $500 per hour billed in 10-minute increments
Main office location
Integrated Wealth Management Solutions, LLC
Port Chester NY, United States
Number of offices
1
Most active in
Integrated Wealth Management Solutions, LLC has reported serving >5 clients in these states in the last 12 months.
New York
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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