I
Ivan Capital Management, Inc.
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$0
Clients
0
Advisors
1
of 2 employees
Firm type
Independent
1 advisor with up to 2 employees
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
0
Very LowAverage account size
—
About
The firm provides discretionary, fee‑only investment management of separate portfolios for individuals, their businesses, trusts and retirement plans. It charges advisory fees on a percentage‑of‑assets basis and customizes portfolios to client objectives rather than offering one-size pooled products.
Investment strategy emphasizes value investing, seeking quality but currently “out of favor” securities through a combination of sector-driven and company‑specific analysis. Research and trading draw on a range of inputs — proprietary valuation models, industry data, corporate filings, meetings with counterparties and a proprietary relative‑value study dating back to 1971 — and the firm applies the same philosophy to fixed‑income holdings.
Noteworthy for a firm in this category, it explicitly includes corporate or business clients among its client types and reports modest assets under management (approximately $11.68 million as of the date disclosed), reflecting an owner‑operated, single‑advisor model that offers individualized portfolio work. The adviser aggregates client orders (and at times the adviser’s personal trades) and discloses an affiliation through a board role with a family of mutual funds, and it reports no disciplinary history.
Client services
Portfolio management
Expertise
Active portfolio management
Fee options
A flat rate may be charged for management of an investment portfolio; specific amounts not stated.
$0 - $500,000: 1.25% $500,001 - $1,000,000: 1.125% $1,000,001 - $2,000,000: 1.0% $2,000,001+: 0.9%
$100.00 per hour if agreed upon in advance, in lieu of asset-based fees.
Account minimum: $250,000 minimum account size Fee-only: Fees based on annual percentage of assets under management, billed quarterly in advance.
Main office location
Ivan Capital Management, Inc.
Longmont CO, United States
Number of offices
1
Most active in
Ivan Capital Management, Inc. has reported serving >5 clients in these states in the last 12 months.
Colorado · Pennsylvania
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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