Jordan Financial LLC

Jordan Financial provides fee-based portfolio management and individualized securities recommendations to private clients, covering domestic and international equities, mutual funds, ETFs, bonds, and options. The firm’s brochure reports it manages about $44.6 million on a discretionary basis and serves a relatively small client roster with comprehensive portfolio analysis.

Investment decisions are informed by a mix of technical and fundamental methods — including charting, cyclical analysis, and the use of Investor’s Business Daily as a primary research source — and are implemented through long-term and short-term positions and covered option writing. Portfolios are reviewed on an ongoing basis (daily triggers for cash activity and quarterly allocation reviews), and advisory fees are charged on an asset-based basis consistent with common industry practice.

The brochure discloses a 2010 state regulatory fine for failing to properly disclose a residency change and continuing to provide investment advice, a disciplinary event that the firm notes in its disclosure section and that is uncommon among peers. The firm also emphasizes a formal Code of Ethics, pre-clearance and monitoring of employee trading, and states it does not participate in soft-dollar programs or sell products beyond providing investment advice.