K
Keitz Investment Management Ltd.
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$15,500,000
This total excludes 2 entity clients. Entities are clients such as corporations, partnerships, or trusts.
Clients
47
11% high-net-worth
Advisors
1
of 2 employees
Firm type
Independent
1 advisor with up to 2 employees
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
47
HighAverage account size
$329,787
About
Keitz Investment Management Ltd. provides discretionary investment management along with standalone services such as comprehensive portfolio reviews, unmanaged portfolio designs, and individual security analysis to a mix of individual investors, trusts, non-profits and corporate clients. The firm serves both high-net-worth and non-HNW individuals and also offers non-discretionary, one‑time or hourly advisory engagements in addition to fee-based asset management.
The firm describes a value-investing philosophy implemented through an internally developed K.I.M. System that emphasizes long-term equity ownership, active security filtering, and diversification, with fixed-income positions typically laddered to maturity. Portfolios are actively managed with ongoing rebalancing and tax-aware techniques such as tax‑loss harvesting, and the firm may use ETFs, mutual funds and covered-option strategies to achieve client objectives.
Noteworthy aspects include principals with longstanding Certified Public Accountant experience and historical ownership of an accounting practice, which the brochure highlights as part of the firm’s expertise and that may influence its tax and reporting perspective. The brochure also discloses recent regulatory attention — a consent order with the state securities regulator concerning prior ADV filings — a factor prospective clients may weigh alongside the firm’s small-team, bespoke service model.
Client services
Portfolio management
Portfolio and security review
Expertise
Active portfolio management
Tax-loss harvesting
Options & derivatives strategies
Fee options
$0 - $2,500,000: 1.00% $2,500,000 - $5,000,000: $26,400 + 0.9% of amount over $2,500,000 $5,000,000+: $48,900 + 0.8% of amount over $5,000,000
$150 per hour
Account minimum: $100,000
Main office location
Keitz Investment Management Ltd.
1126 Horsham Road, Suite 110
Ambler PA 19002, United States
Number of offices
1
Most active in
Keitz Investment Management Ltd. has reported serving >5 clients in these states in the last 12 months.
Pennsylvania
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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