Kelley Lane Capital, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$686,000
Clients
0
Advisors
1
of 1 employees
Firm type
Independent
1 advisor with up to 2 employees
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
0
Very LowAverage account size
—
About
Kelley Lane Capital provides discretionary investment management along with financial planning and consulting to individuals, trusts, small businesses, charitable organizations, and retirement plans. The firm reports approximately $686,000 in assets under management and identifies a substantial portion of its client base as legal professionals, law firms, and also personal-injury claimants and wrongful-death beneficiaries.
Investment strategies are built around personalized, tax-sensitive portfolios managed within specified return objectives and risk targets, with an emphasis on diversification, a long-term outlook, forward-looking research, and dynamic allocation. Services are delivered primarily under an AUM model, but the firm also offers standalone planning on a flat- or hourly-fee basis and may waive minimums for clients who agree to a savings plan, enabling work with non‑high‑net‑worth individuals.
What distinguishes the firm from many peers is its close connection to the legal community and a principal with a legal background, an uncommon affiliation for investment managers, combined with a practice that explicitly serves niche clients such as injured plaintiffs. Its small scale (single-advisor operation with modest AUM), willingness to accept non‑HNW individual clients, and use of hourly and flat-fee planning arrangements further set it apart from firms that primarily manage pooled or institutional assets.
Client services
Financial planning
Portfolio management
Expertise
Debt management
Cash flow / budgeting
Occupation focus
Attorney
Government Employee
Demographic focus
Young Professionals
Fee options
Standalone financial plans starting at $2,650 for individuals, $3,950 for couples/families
$0 - $125,000: Flat quarterly fee of $345 $125,000 - $250,000: 1.11% annually $250,000 - $1,000,000: 0.95% annually (95 basis points) $1,000,000 - $4,000,000: 0.59% annually (59 basis points) $4,000,000 - $7,000,000: 0.39% annually (39 basis points) $7,000,000 - $10,000,000: 0.19% annually (19 basis points) $10,000,000+: 0.09% annually (9 basis points)
$225 per hour for financial planning services
Account minimum: $125,000 Minimum fee: Flat quarterly fee of $345 for clients with AUM below $125,000 and minimum waived Fee-only: Fee-only advisory firm; no commissions accepted from third parties
Main office location
Kelley Lane Capital, LLC
6060 N. Central Expressway, Suite 500
Dallas TX 75206, United States
Number of offices
1
Most active in
Kelley Lane Capital, LLC has reported serving >5 clients in these states in the last 12 months.
Texas
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Lawyer
They provide legal services, typically billed separately.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
-
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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