Kennedy Wealth Management
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$24,061,603
This total excludes 1 entity clients. Entities are clients such as corporations, partnerships, or trusts.
Clients
23
43% high-net-worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor with up to 2 employees
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
23
TypicalAverage account size
$1,046,157
About
Kennedy Wealth Management, LLC is a fee-only, state-registered investment adviser that provides financial planning, investment management, and wealth management to individuals, trusts, businesses, and sponsors of pension and profit‑sharing plans. Its services include stand‑alone investment management, ongoing wealth management that combines an investment policy statement with financial planning, and retirement plan advisory work for plan sponsors.
The firm typically constructs diversified portfolios using an investment policy statement and principles of Modern Portfolio Theory, favoring cost‑efficient, passively managed index funds when feasible and performing periodic rebalancing and reviews. Investment management is generally provided on a discretionary basis for accounts held at selected custodians, while financial planning is offered either as limited engagements or as an ongoing component of wealth management.
Notably for a single‑advisor independent firm, Kennedy explicitly provides pension consulting and ERISA‑focused retirement plan advisory services that include plan design, investment selection and monitoring, and assistance with fiduciary responsibilities. The firm also conducts educational seminars and speaking engagements — including employee education events for plan sponsors — which the brochure describes as educational in nature and sometimes offered on a paid, sponsored, or pro bono basis.
Client services
Financial planning
Portfolio management
Pension consulting
Selection of other advisers
Educational seminars or workshops
Expertise
General retirement planning
Income planning
Passive / index investing
Retirement plans for business owners (SEP, solo 401k)
Occupation focus
Founder/Business Owner
Retired
Fee options
Fixed fee for Limited Financial Planning Engagements; fee quote provided in client agreement
$0+: 1.00% annually (Stand-Alone Investment Management) $0+: 1.00% annually (Wealth Management)
Financial planning fixed fee engagements typically based on $500 per hour
Account minimum: $2,000,000 Minimum fee: Minimum quarterly Wealth Management fee of $1,000 Fee-only: Fee-only advisory firm; no commissions or referral fees received.
Main office location
Kennedy Wealth Management
200 Prosperity Drive
Knoxville TN 37923, United States
Number of offices
1
Most active in
Kennedy Wealth Management has reported serving >5 clients in these states in the last 12 months.
Tennessee
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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