K
Kenneth Dean & Co Financial Advisory Services
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$0
Clients
0
Advisors
1
of 1 employees
Firm type
Independent
1 advisor with up to 2 employees
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
0
Very LowAverage account size
—
About
Kenneth Dean & Co Financial Advisory Services works with retirement plan sponsors, institutional clients and individual investors, providing non‑discretionary asset management, ERISA 3(21) plan advisory services, and financial planning and consulting. The firm’s plan work covers a range of qualified plans including 401(k), 403(b), pension and profit‑sharing, cash balance and deferred compensation arrangements.
The firm tailors investment programs through written investment policy statements, asset allocation and periodic monitoring, generally relying on fundamental analysis and a long‑term purchase approach; for non‑discretionary accounts it seeks client approval before executing transactions. For retirement plans it assists plan sponsors in selecting qualified default investment alternatives, prepares periodic investment reports, and conducts participant education and group enrollment meetings to support plan adoption and understanding.
Distinctive features include affiliated mortgage and occasional real estate brokerage activities conducted through related entities, which the firm discloses and states consume roughly 25% of the principal’s time; clients are informed of and may decline those services. The firm also reported no assets under management at the brochure date and emphasizes limited‑scope ERISA consulting and participant education as service elements that set it apart from many peers.
Client services
Financial planning
Portfolio management
Pension consulting
Educational seminars or workshops
Expertise
Retirement plans for business owners (SEP, solo 401k)
Occupation focus
Founder/Business Owner
Fee options
Financial planning fixed fees $500-$5,000
$0+: up to 2% annually (negotiable) for Asset Management Services $0+: up to 1% annually (negotiable) for ERISA Plan Services
Fee-only: Fixed fee for financial planning ranging from $500 to $5,000 based on complexity and client needs
Main office location
Kenneth Dean & Co Financial Advisory Services
3020 Old Ranch Parkway, #300
Seal Beach CA 90740, United States
Number of offices
1
Most active in
Kenneth Dean & Co Financial Advisory Services has reported serving >5 clients in these states in the last 12 months.
California
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Real estate agent
They facilitate real estate transactions and may earn commissions.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
-
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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