Klimax Wealth Management, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$28,040,979
This total excludes 10 entity clients. Entities are clients such as corporations, partnerships, or trusts.
Clients
23
100% high-net-worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor with up to 2 employees
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
23
TypicalAverage account size
$1,219,173
About
Klimax Wealth Management, LLC is an independent, single-advisor registered investment adviser that serves individuals, high net worth clients, trusts, charitable organizations and pension/401(k) plans. The firm offers financial planning and consulting services alongside non-discretionary investment management, generally allocating client assets among mutual funds, exchange-traded funds and individual stocks.
The firm provides advice on a primarily non-discretionary, fee-only basis, meaning clients retain final implementation authority while Klimax Wealth makes recommendations and conducts ongoing oversight. Portfolio analysis and monitoring use Morningstar Report Studio, and clients receive regular account reviews plus quarterly reports summarizing activity and performance.
What is distinctive for a solo independent adviser is Klimax Wealth’s active work with pension and 401(k) plan clients and its provision of plan-level consulting in addition to individual portfolio management. The firm also does not custody client assets or vote client proxies and reports no outside business affiliations, reflecting a compact advisory-only operating model.
Client services
Portfolio management
Pension consulting
Expertise
Income planning
General tax planning
General retirement planning
Retirement withdrawal strategies
Cash flow / budgeting
Fee options
$0+: 2.0% Not clearly specified+: 1.25%
Financial planning fee of $300 per hour
Account minimum: $1,000,000 Minimum fee: Minimum annual advisory fee of $2,000 Fee-only: Advisory fees range from 1.25% to 2.0% based on account size and complexity. Account set-up fee of $200 (waived if account >$1,000,000). Financial planning fees of $300/hour.
Main office location
Klimax Wealth Management, LLC
Fort Lee NJ, United States
Number of offices
1
Most active in
Klimax Wealth Management, LLC has reported serving >5 clients in these states in the last 12 months.
New Jersey
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
-
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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