K
Knox Capital
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$0
Clients
0
Advisors
1
of 1 employees
Firm type
Independent
1 advisor with up to 2 employees
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
0
Very LowAverage account size
—
About
Knox Capital Advisors LLC provides discretionary investment management services to individual clients, primarily allocating assets among individual equity securities and money market funds. The firm generally seeks new clients with at least $2,000,000 to place under management (negotiable) and is in the process of registering as an investment adviser, reporting no regulatory assets under management at present.
The firm’s investment process relies on fundamental analysis augmented by qualitative and non‑quantitative judgment to identify securities trading at material discounts to intrinsic value, with particular emphasis on balance‑sheet strength, free cash flow and meaningful insider/management ownership. Portfolios are managed with a long‑term orientation and tailored to client risk tolerances; the firm currently does not plan to utilize options.
Notably, alongside a customary percentage‑of‑AUM management fee, Knox Capital uses a performance fee structure that charges 20% of portfolio appreciation above a hurdle tied to the 5‑Year Treasury rate at account opening, subject to a high‑water mark and proration—features that are less common for a small, single‑principal adviser. The firm’s small scale and negotiable fee/minimum terms, combined with its performance‑based compensation, distinguish its client arrangements from many peers.
Client services
Portfolio management
Expertise
Active portfolio management
Fee options
20% of portfolio appreciation above a performance hurdle equal to the 5-Year Treasury rate at account opening, subject to a high-water mark, charged annually in arrears.
Account minimum: $2,000,000 (negotiable)
Main office location
Knox Capital
53 Bouton Road
South Salem NY 10590, United States
Number of offices
1
Most active in
Knox Capital has reported serving >5 clients in these states in the last 12 months.
New York
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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