K
KSQ Financial Services LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$14,181,521
Clients
24
8% high-net-worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor with up to 2 employees
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
24
TypicalAverage account size
$590,897
About
KSQ Financial Services LLC provides discretionary and non‑discretionary asset management and financial planning and consulting to individuals, including high‑net‑worth clients. The firm manages about $14.2 million across a small client base and delivers ongoing portfolio management and tailored financial plans and consultations.
Investment decisions are guided by client‑specific objectives and a mix of fundamental and technical analysis, with documented client profiles, periodic reviews for rebalancing and consideration of tax‑loss harvesting. KSQ offers both discretionary trading authority and non‑discretionary engagements and allows clients to impose written investment restrictions (examples listed include screens for firearms, cannabis, fossil fuels, abortion, and other social criteria).
Noteworthy operational features include a requirement that clients use Charles Schwab as custodian and the firm’s practice of managing accounts separately rather than aggregating trades, which can affect execution. The firm also disclaims proxy voting (clients receive and vote their own proxies), reports receipt of custodial research/soft‑dollar benefits, and notes the principal maintains a small unrelated outside business (about 5% of her time), items prospective clients may wish to consider when evaluating conflicts and trade handling.
Client services
Financial planning
Portfolio management
Expertise
General retirement planning
Income planning
Tax-loss harvesting
General tax planning
Wealth management
Fee options
1.0% annually
$250 per hour
Main office location
KSQ Financial Services LLC
Halifax MA, United States
Number of offices
1
Most active in
KSQ Financial Services LLC has reported serving >5 clients in these states in the last 12 months.
Massachusetts
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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