L
La Loma Capital
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$1,897,734
Clients
2
100% high-net-worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor with up to 2 employees
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
2
Very LowAverage account size
$948,867
About
La Loma Capital is a boutique asset manager that provides discretionary investment management to individual clients, primarily high‑net‑worth individuals and trusts seeking professional portfolio management. Client assets are held at a third‑party custodian and the firm does not act as custodian; the brochure notes the firm typically requires accounts be established at Interactive Brokers.
The firm follows a global macro investment approach that blends fundamental economic and technical analysis to build globally diversified, multi‑asset portfolios, often implemented via index exposures and both long and short positions. Investment programs are customized through written investment policy statements and may use margin, option writing, short sales, and futures across short-, medium‑, and long‑term time horizons.
What is noteworthy about La Loma is its use of performance‑based (incentive) fees for qualified clients, with calculations handled by the custodian and an annual lookback provision applied in accordance with SEC Rule 205‑3. For a small, independent advisory practice with a modest client base and assets under management, the combination of incentive fee arrangements and actively managed global macro strategies is uncommon among peers.
Client services
Portfolio management
Expertise
Active portfolio management
Fee options
0.75% annually
20% of net income/net profit & loss with a one calendar year lookback period
Account minimum: $100,000
Main office location
La Loma Capital
Zephyr Cove NV, United States
Number of offices
1
Most active in
La Loma Capital has reported serving >5 clients in these states in the last 12 months.
California · Nevada
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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