Leges Wealth Management LLC

Updated today

Find your advisor

Client assets under management

Clients

Advisors

of 2 employees

Firm type

Supported

1-4 advisors or >$200M in AUM

Clients per advisor

Very Low

Average account size

—

About

Leges Wealth Management LLC is an Arizona-registered investment adviser formed in May 2025 that provides discretionary investment management and comprehensive financial planning to individuals and high-net-worth clients. The firm typically constructs portfolios around exchange-traded funds and may also use individual stocks, bonds, options and mutual funds; it reported $0 in client assets under management as of December 5, 2025.

The adviser combines fundamental, technical and charting analysis to develop portfolio strategies and states it may hold positions for shorter periods in response to market conditions while also maintaining longer-term allocations. It operates with discretionary trading authority, may engage in relatively active trading including options and leveraged ETF exposure, and can offer performance-based fee arrangements to qualified clients.

Distinctive features include an affiliated insurance agency under common control and a licensed insurance professional within the firm who may earn commissions on insurance product sales, a disclosed conflict of interest. The firm is a two-person boutique that maintains an institutional relationship with a major custodian platform (providing software and economic benefits) and whose principals report other outside business activities such as marketing consultancy.

Client services

Financial planning Portfolio management

Expertise

Active portfolio management Tax-loss harvesting College savings (529s, UTMA, etc.)

Fee options

Percentage

$0 - $1,000,000: 1.25% annually $1,000,001 - $3,000,000: 1.00% annually $3,000,001 - $5,000,000: 0.80% annually $5,000,001+: 0.60% annually

Performance-based

20% of quarterly gains above an 8% annual hurdle rate (2% quarterly), subject to a high-water mark; offered only to Qualified Clients with $1,100,000+ AUM or $2,200,000 net worth.

Other

Fee-only: Standard wealth management fees based on tiered percentage of AUM, paid quarterly in arrears.

Main office location

Leges Wealth Management LLC

Scottsdale AZ, United States

Number of offices

Most active in

Arizona · California

Disclosures

Business activities & affiliations

Is active or affiliated with:

Insurance agent

They sell insurance products and may earn commissions on those sales.

Is not active or affiliated with:

Broker-dealer / trader

They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.

Bank

They're affiliated with a bank that may offer its own financial products and services.

Trust company

They provide trust and estate administration services, typically for separate fees.

Fund sponsor

They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.

Accountant / CPA / tax prep

They offer tax and accounting services, typically for separate fees.

Lawyer

They provide legal services, typically billed separately.

Real estate agent

They facilitate real estate transactions and may earn commissions.

Other specialized services

They may provide services such as pension consulting or municipal advisory work, typically for separate fees.

Forms ADV

Form ADV Part 2: Client Brochure

Quick links

Website (480) 534-9959

Advisors at this firm

Samuel D

Series 65

Scottsdale, AZ

Leges Wealth Management LLC

Samuel Dennis is a financial advisor at Leges Wealth Management LLC in Scottsdale, AZ, holding a Series 65 designation. He began his advisory career in 2025 and previously held positions outside the financial industry, including roles at Taverna and Cutco Cutlery. Leges Wealth Management LLC is a two-principal registered investment adviser that offers discretionary investment management and comprehensive financial planning to individuals and high-net-worth clients. The firm employs a combination of fundamental, technical, and charting analysis to manage portfolios primarily composed of exchange-traded funds, with additional use of stocks, bonds, options, and mutual funds.

Active portfolio management Tax-loss harvesting College savings (529s, UTMA, etc.)

Colby H

Series 66

Scottsdale, AZ

Leges Wealth Management LLC

Colby Hatch is a financial advisor at Leges Wealth Management LLC with one year of industry experience. He holds the Series 66 designation and has prior experience at Cetera and other firms. Outside of advising, he works as a marketing consultant for American Outdoors, a cooler brand. Leges Wealth Management is a two-principal registered investment adviser serving individuals and high-net-worth clients with discretionary investment management and comprehensive financial planning. The firm employs a mix of ETFs, stocks, bonds, options, and mutual funds, using fundamental, technical, and charting analysis to align portfolios with client objectives.

Active portfolio management Tax-loss harvesting College savings (529s, UTMA, etc.)

Not sure where to start?

We'll help you think it through — whether you ultimately need an advisor or not.

Warmer helps you compare advisors clearly — so you can choose with confidence.

Find your advisor

Discover

Compare top advisor firms by metric, firm size, and location.

Warmer provides personalized recommendations and introductions to independent fiduciary advisors. We do not supervise advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.

Each advisor listed on our site is an independent fiduciary responsible for their own advice. Warmer may receive fees from advisors for participation or referrals; these fees are paid by advisors and do not affect the fees clients pay for advisory services.

For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Please review an advisor's Form ADV and do your own diligence before entering into an advisory relationship.

By using our service, you agree to Warmer's Terms of Service and Advisory Agreement and Privacy Policy. Logos provided by Logo.dev

Find the right match for you

Answer a few quick questions and we'll tailor results to your goals, so you can hire smarter.

Find your advisor

A smarter way to hire an advisor

Compare and choose confidently

Warmer combines best-in-class advisor data with guidance to help you clarify what you need, understand why an advisor may — or may not — fit, and move forward with confidence.

How Warmer works

Thoughtfully vetted, clearly explained

We review rigorously and transparently

Get to know your advisors' credentials, disciplinary history, specialization, client fit, and communication style. We're selective about who we recommend — and tell you why we think someone fits your situation.

Our methodology

Always free and always on your side

Free. Confidence that lasts

We help you book free consultations with your matches. You only pay an advisor if you decide to hire them. And our support doesn't end with an introduction — we're here to make sure the relationship works for you.

Our ongoing support