Leo Wealth Management, LLC

Leo Wealth Management is an independent, single‑advisor registered investment adviser that provides holistic financial planning and discretionary portfolio management primarily for individuals categorized as high‑net‑worth clients and for business owners. Services described in the brochure include tailored investment management, retirement plan rollovers, comprehensive financial planning (estate, tax coordination, business succession), and insurance planning and replacements.

The firm constructs customized asset allocations across stocks, bonds, ETFs, options and alternative investments and conducts ongoing monitoring and rebalancing consistent with each client’s objectives and risk tolerance. It relies on a custodian relationship that provides institutional trading and custody services and supplements its investment process with artificial intelligence tools for analytics and real‑time meeting notetaking while retaining human oversight.

What distinguishes this firm from many small independent advisers is its focus on higher‑net‑worth and business‑owner clients rather than mass‑market individual clients, its recent registration as an SEC‑registered RIA managing roughly $33 million, and its explicit use of AI in client servicing. The adviser also maintains insurance licensure and dedicates a material portion of time to insurance and annuity solutions, which the brochure discloses can create commission‑related conflicts of interest that clients should consider.