Lighthouse Wealth Management, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$4,500,000
Clients
19
16% high-net-worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor with up to 2 employees
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
19
TypicalAverage account size
$236,842
About
Lighthouse Wealth Management provides portfolio management and financial planning services for individual clients, operating on an asset-based (percentage-of-AUM) fee model disclosed in its Form ADV brochure. The firm reports about $4.5 million in assets under management and serves a small client base (19), offering ongoing investment oversight and retirement-focused planning typical of independent advisers.
The brochure describes the firm’s approach as tailored to clients’ objectives and risk tolerances, with investment strategies and periodic account reviews carried out in accordance with the methods summarized in Item 8 and the review practices in Item 13. Services are implemented through managed portfolios and written planning engagements, with monitoring and communication practices set out in the ADV.
A notable and less common feature disclosed in Item 10 is that the adviser is also licensed as an insurance broker/agent and may recommend insurance products and receive related compensation. That dual role, together with the firm’s relatively small scale, is highlighted in the brochure and is disclosed alongside descriptions of potential conflicts of interest and measures the firm uses to address them.
Client services
Financial planning
Portfolio management
Selection of other advisers
Main office location
Lighthouse Wealth Management, LLC
2913 Harrington Avenue
Bronx NY 10461, United States
Number of offices
2
Most active in
Lighthouse Wealth Management, LLC has reported serving >5 clients in these states in the last 12 months.
New York
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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