Lindisfarne Investments, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$1,604,783
Clients
21
0% high-net-worth
Advisors
1
of 2 employees
Firm type
Independent
1 advisor with up to 2 employees
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
21
TypicalAverage account size
$76,418
About
Lindisfarne Investments is a fee-only registered investment adviser that provides personalized investment supervisory services to individuals, pension and profit-sharing plans, trusts, estates, charitable organizations and small businesses. As of December 31, 2024, the firm managed approximately $1.6 million in discretionary assets for about 17 clients.
The firm implements client-selected investment models and uses a risk-tolerance questionnaire to align portfolios, investing primarily in no-load or low-load mutual funds and exchange-traded funds while employing equities, fixed income and option strategies when appropriate. It provides periodic analytical reports — including charts, graphs and other devices — to help clients evaluate securities and monitor account performance.
Distinctively for a solo independent adviser, Lindisfarne issues periodic client publications and offers an optional performance-based compensation alternative that combines an administrative component with a profit-sharing element above a defined high-water mark; both offerings are uncommon among peers. The firm operates on a discretionary, fee-only basis, does not provide financial planning or tax services, and also makes available fixed retainer and hourly consulting engagements.
Client services
Portfolio management
Newsletters or periodicals
Expertise
Active portfolio management
Options & derivatives strategies
Fee options
Retainer agreement annual fee: $3,000 (negotiable).
$0 - $1,000,000: 2% annually $1,000,001+: 1.75% annually
$300/hour plus expenses for limited scope engagements.
Administrative fee of 0.5% of assets under management plus 10% of profits above high water mark, billed quarterly.
Account minimum: $100,000 Fee-only: Firm is strictly fee-only; no commissions or sales of financial products.
Main office location
Lindisfarne Investments, LLC
Bay Village OH, United States
Number of offices
1
Most active in
Lindisfarne Investments, LLC has reported serving >5 clients in these states in the last 12 months.
Louisiana · Ohio · Texas
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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