Loftus Wealth Strategies
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$57,100,000
This total excludes 5 entity clients. Entities are clients such as corporations, partnerships, or trusts.
Clients
119
0% high-net-worth
Advisors
1
of 2 employees
Firm type
Independent
1 advisor with up to 2 employees
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
119
Very HighAverage account size
$479,832
About
Loftus Wealth Strategies LLC is a fee-only registered investment adviser that provides investment management and financial planning primarily to individual and high-net-worth clients; the brochure states an account minimum of $350,000 (which may be waived) and describes negotiated fixed fees for financial plans. The firm identifies itself as a solo practice and documents client objectives and risk tolerances in an Investment Policy Statement for each client.
The adviser offers discretionary portfolio management using mutual funds, equities and ETFs and employs a blend of passive and active strategies, with both long‑term and short‑term trading. The brochure describes the firm’s analytical methods (charting, cyclical and technical analysis), requires clients to custody assets at Charles Schwab, and explains that LWS may recommend outside managers whose fees are collected as a single combined charge and remitted to the firm.
Notable distinctions in the brochure include the principal’s status as a licensed insurance agent who no longer sells insurance and is not affiliated with any insurance company, and ownership of Loftus Coaching & Consulting, which provides consulting and marketing services to other financial advisors. The firm also specifies operational practices—such as providing at least a one‑page plan update annually and issuing monthly custody statements—that supplement its investment services and underscore its focus on written deliverables and third‑party manager relationships.
Client services
Financial planning
Portfolio management
Newsletters or periodicals
Educational seminars or workshops
Expertise
Active portfolio management
Passive / index investing
Cash flow / budgeting
College savings (529s, UTMA, etc.)
Fee options
Financial planning fixed fees between $999 and $2,500.
$150,000 - $250,000: 1.25% annually $250,001 - $500,000: 1.20% annually $500,001 - $1,000,000: 1.15% annually $1,000,001 - $2,000,000: 1.05% annually $2,000,001+: 0.95% annually
Account minimum: $350,000 (may be waived at firm's discretion) Fee-only: Fee-only firm; no commissions or sales charges accepted.
Most active in
Loftus Wealth Strategies has reported serving >5 clients in these states in the last 12 months.
Delaware · Florida · Pennsylvania
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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