M. Thomas Capital Management
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$8,000,000
This total excludes 1 entity clients. Entities are clients such as corporations, partnerships, or trusts.
Clients
41
0% high-net-worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor with up to 2 employees
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
41
HighAverage account size
$195,122
About
The firm serves individuals (including high-net-worth individuals), corporations, and estates, offering ongoing portfolio management, financial planning, and project-based financial analysis. It manages a small client base (about 41 relationships with roughly $11 million in assets) and provides both discretionary and non-discretionary advisory services documented by an Investment Policy Statement.
Investment decisions are guided by modern portfolio theory and a long-term trading approach, with a primary emphasis on index funds and diversified allocations across mutual funds, ETFs, fixed income, real estate funds, annuities and, when appropriate, private placements or venture capital. The firm documents client objectives and risk tolerance, seeks equitable allocation of investment opportunities across accounts, uses Schwab Institutional custody, and delivers quarterly account reporting.
Notable for a solo independent adviser, the firm’s principal also operates an affiliated legal services practice and discloses that legal advice or products may be offered outside the advisory relationship; the firm also provides litigation-support (non-legal) and other ad-hoc project work that can include contingent-fee arrangements. The brochure further notes the principal holds an inactive accounting license and the firm’s willingness to engage in venture/private placement opportunities, characteristics that are less common among peers of similar size.
Client services
Financial planning
Portfolio management
Expertise
General retirement planning
Wealth management
Passive / index investing
Annuities
Real estate investing
Fee options
Financial planning fixed fees between $1,000 and $10,000; Project-Based Financial Analysis fixed fees between $1,000 and $20,000
$0 - $1,000,000: 0.75% $1,000,000 - $2,000,000: 0.65% $2,000,000 - $5,000,000: 0.50% $5,000,000+: 0.25%
$100 to $500 per hour
Main office location
M. Thomas Capital Management
Chagrin Falls OH, United States
Number of offices
1
Most active in
M. Thomas Capital Management has reported serving >5 clients in these states in the last 12 months.
Ohio
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Lawyer
They provide legal services, typically billed separately.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
-
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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