M
Mandel Financial Services
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$28,225,683
Clients
13
62% high-net-worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor with up to 2 employees
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
13
TypicalAverage account size
$2,171,206
About
Mandel Financial Services is an independent, solo-registered adviser that serves individual and high‑net‑worth clients with ongoing portfolio management and financial planning. The firm documents client goals and risk tolerance in Investment Policy Statements and integrates financial planning into its portfolio management offering while also making standalone ongoing planning available.
The adviser uses a wide range of analytical methods — charting, cyclical, fundamental, modern portfolio theory, quantitative and technical analysis — and implements both long- and short‑term trading strategies. Portfolios may include mutual funds, ETFs (including precious‑metal ETFs), REITs, fixed income, commodities, venture capital and private placements, and the firm may employ margin, options and short sales where appropriate.
Noteworthy features include a small client roster (about a dozen clients) with roughly $28 million in assets under management, and the combination of that scale with access to less liquid and higher‑risk investments (private placements and venture capital) that are less common for solo advisers. The firm typically uses an institutional custodian and may receive related services and research (soft‑dollar benefits); it does not participate in wrap fee programs or accept performance‑based fees.
Client services
Financial planning
Portfolio management
Expertise
Annuities
Real estate investing
Private / alternative investments
Options & derivatives strategies
Fee options
On-going financial planning services fixed fees range from $500 to $1,000, paid quarterly in arrears.
$0 - $250,000: 1.50% $250,001 - $1,000,000: 0.75% $1,000,001 - $2,000,000: 0.65% $2,000,001 - $3,000,000: 0.50% $3,000,001 - $5,000,000: 0.40% $5,000,001 - $10,000,000: 0.30% $10,000,001+: 0.25%
Main office location
Mandel Financial Services
431 Ohio Pike, Suite 201
Cincinnati OH 45255, United States
Number of offices
1
Most active in
Mandel Financial Services has reported serving >5 clients in these states in the last 12 months.
Ohio
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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