M
Mark Bussey & Associates, Lc
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$1,130,000
Clients
0
Advisors
1
of 1 employees
Firm type
Independent
1 advisor with up to 2 employees
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
0
Very LowAverage account size
—
About
Mark Bussey & Associates, LC provides portfolio management services to individual clients, offering both discretionary and non-discretionary account management and investment analysis. The brochure states the firm’s clients are only individuals, with no stated account-size requirement, and it reported managing approximately $1.5 million on a discretionary basis as of January 1, 2023.
The firm’s investment activities include equities, over-the-counter securities, corporate and municipal fixed income, certificates of deposit, U.S. government securities, and mutual funds, and it uses a mix of charting, fundamental, technical, and cyclical analysis. Investment strategies cited range from long-term holdings to short-term trades, and advisory fees are charged as a percentage of assets under management.
What is atypical for a firm in an investment-manager category is its exclusive focus on individual clients — including non-high-net-worth individuals — rather than pooled or institutional accounts. The principal has sole responsibility for portfolio management and order entry, the firm does not accept commissions or performance-based fees, and it reports no material outside industry affiliations.
Client services
Portfolio management
Expertise
Wealth management
Fee options
$0 - $1,000,000: 1.5% to 2.5% $1,000,000+: 1.5%
Fee-only: Advisory fees only; no commissions or other compensation received.
Main office location
Mark Bussey & Associates, Lc
2375 E. Camelback Rd. Ste 600
Phoenix AZ 85016, United States
Number of offices
2
Most active in
Mark Bussey & Associates, Lc has reported serving >5 clients in these states in the last 12 months.
Arizona
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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