MarketStrats, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$46,735,287
This total excludes 4 entity clients. Entities are clients such as corporations, partnerships, or trusts.
Clients
71
42% high-net-worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor with up to 2 employees
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
71
Very HighAverage account size
$658,243
About
MarketStrats, LLC provides discretionary investment management and financial planning to individuals, high-net-worth individuals, and corporate clients. The firm offers both ongoing and project-based planning, has moved away from retainer-based planning for new individual clients, and negotiates fixed monthly or quarterly fees for corporate engagements based on scope and complexity.
Investment advice is grounded in quantitative and technical analysis and is documented in client-specific Investment Policy Statements with regular portfolio monitoring and asset allocation. MarketStrats may implement margin and short-selling strategies at a client’s request and manages a range of instruments including mutual funds, ETFs, annuities, commodities, and non‑U.S. securities.
Noteworthy for a solo independent adviser, MarketStrats explicitly serves corporate/business clients and includes business consulting and employee benefits among its planning topics. The firm manages assets internally without selecting third‑party advisers, requires custody at Charles Schwab for managed accounts, and maintains a formal succession agreement to support continuity of services.
Client services
Financial planning
Portfolio management
Expertise
Cash flow / budgeting
Debt management
Annuities
College savings (529s, UTMA, etc.)
Fee options
Project-based financial planning fees fixed between $1,000 and $6,000, negotiated prior to work start; some legacy fixed-fee agreements for ongoing financial planning for existing clients; corporate clients may have fixed monthly or quarterly fees negotiated individually
$0 - $1,000,000: 1.00% $1,000,001 - $3,000,000: 0.75% $3,000,001 - $5,000,000: 0.50% $5,000,001+: 0.25%
$250 per hour for project-based financial planning, negotiable depending on project complexity
Fee-only: Project-based financial planning fees range between $1,000 and $6,000 fixed fee; hourly rate is $250 per hour
Main office location
MarketStrats, LLC
Cape Coral FL, United States
Number of offices
1
Most active in
MarketStrats, LLC has reported serving >5 clients in these states in the last 12 months.
Florida · Michigan · Texas
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
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