M
Mauro Capital Management, Inc.
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$15,500,000
Clients
25
48% high-net-worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor with up to 2 employees
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
25
TypicalAverage account size
$620,000
About
Mauro Capital Management provides personalized investment management, periodic investment consultation, and financial planning to individuals, high‑net‑worth individuals, trusts, estates, and small businesses. Its advisory services explicitly include retirement planning and tax planning/tax return preparation as part of the firm’s financial planning offerings.
The firm follows an active portfolio management approach that combines strategic and tactical asset allocation with opportunistic short‑term trading when deemed appropriate, drawing on fundamental, technical, charting, and cyclical analysis across equities, ETFs, mutual funds, fixed income, currencies, commodities, and options. Clients may engage the firm for discretionary ongoing management or for hourly investment consultation and financial planning, with account reviews on an ongoing basis or when triggered by market or life‑event changes.
Compared with many solo independent advisors, Mauro Capital Management is notable for integrating accounting expertise into its advisory practice: the firm’s principal holds a CPA credential and the firm offers direct tax return preparation and tax planning alongside investment advice, a service mix that is uncommon among peers. The firm is a long‑standing, fee‑only registered adviser with a small client base and emphasizes fiduciary duty while using qualified custodians for custody and execution.
Client services
Financial planning
Portfolio management
Expertise
General retirement planning
General tax planning
Active portfolio management
Occupation focus
Founder/Business Owner
Fee options
0.5% to 2.5% depending on type of account, agreed upon investment strategy, and dollar amount invested
$200 per hour for investment consultation and financial planning
Fee-only: Fee-only investment management and financial planning firm; fees based on percentage of assets under management and hourly charges
Main office location
Mauro Capital Management, Inc.
Valencia PA, United States
Number of offices
1
Most active in
Mauro Capital Management, Inc. has reported serving >5 clients in these states in the last 12 months.
Pennsylvania
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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