M
McCarter Investments, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$81,151,171
Clients
50
30% high-net-worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor with up to 2 employees
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
50
HighAverage account size
$1,623,023
About
The firm provides investment advice and discretionary portfolio management to individuals, partnerships, estates, trusts, custodial accounts for minors, individual retirement accounts, and participant accounts in defined contribution retirement plans. In addition to investment services, the firm prepares and files tax returns on a limited basis for a small number of clients (primarily family members).
Its investment process emphasizes individualized, diversified buy-and-hold asset allocation based on client-specific inputs such as goals, risk tolerance, time horizon, and tax considerations, with periodic rebalancing and reviews. Portfolios commonly rely on low-cost exchange-traded or index funds, and for clients who wish to hold individual stocks the firm applies a value-oriented selection approach while managing accounts on a discretionary basis through a national custodian platform.
What distinguishes the firm is the combination of investment management with accounting credentials: the firm is registered as an accounting practice and its principal is a CPA and CFA, which supports integrated attention to tax and estate considerations — an uncommon feature among independent advisors. The firm manages approximately $81.2 million in discretionary assets for about 50 clients and draws on long experience in investments and retirement plan administration, including prior leadership at a state-chartered bank.
Client services
Portfolio management
Expertise
Wealth management
Passive / index investing
Active portfolio management
Real estate investing
Fee options
$0 - $500,000: 1.00% $500,001+: 0.75%
Minimum fee: $2,500 annually Fee-only: Annual fees based on assets managed, charged quarterly, negotiable and sometimes reduced based on account size or client relationship
Main office location
McCarter Investments, LLC
Gatlinburg TN, United States
Number of offices
1
Most active in
McCarter Investments, LLC has reported serving >5 clients in these states in the last 12 months.
Tennessee
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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