Mindful Capital Management

Mindful Capital Management provides investment advisory services to individuals, families, accredited investors, retirement plan sponsors, and institutional clients. Its service menu includes discretionary and non‑discretionary portfolio management, Investment Policy Statement development, manager selection (including selecting other advisers and private fund managers), and ERISA retirement‑plan services under both 3(38) and 3(21) engagements, alongside published periodicals and educational seminars.

The firm’s investment process blends fundamental and quantitative analysis with modern portfolio theory, emphasizing asset‑allocation, long‑term buy‑and‑hold, core‑satellite, and tax‑efficient strategies rather than market timing. For accredited and institutional mandates it may deploy alternative strategies — including derivatives and options, micro‑cap, and distressed opportunities — and provides both execution discretion and consultative, non‑discretionary guidance based on client agreements.

Distinctive features for a firm of this size include its explicit pension consulting capabilities, regular publication of investment newsletters, and hosting of educational workshops, paired with the formal ability to select external managers for client portfolios. Mindful Capital also offers multiple billing models beyond standard percentage‑of‑AUM fees (fixed‑fee projects and hourly consulting) and notes the principal’s direct real‑asset and small‑business experience as complementary expertise for business‑owner and plan‑sponsor clients.