MMM Capital Ventures

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Client assets under management

Clients

Advisors

of 2 employees

Firm type

Supported

1-4 advisors or >$200M in AUM

Clients per advisor

Very Low

Average account size

—

About

MMM Capital Ventures is a newly formed, two-advisor investment advisory firm that focuses on retail individual investors and offers discretionary and non‑discretionary portfolio management, financial planning, and guidance on cryptocurrency exposure. As of early 2026 the firm does not yet manage client assets and intends to provide regular portfolio reviews and planning support for individual accounts.

The firm follows an active, market‑timing approach that blends technical analysis, market‑sentiment indicators (including monitoring the VIX), and awareness of real‑world events to inform entry and exit decisions; implemented strategies include leveraged ETFs, covered calls, and a short‑term SPY options “call roll.” Portfolios are constructed and adjusted by client risk profile (conservative, moderate, aggressive), and the approach can involve frequent trading and tactical repositioning.

Noteworthy distinctions relative to many peers are the firm’s explicit, options‑intensive market‑timing program for retail clients and its willingness to enter performance‑based fee arrangements with qualified clients—both of which the brochure identifies and discloses as potential conflicts the firm seeks to manage. The firm is small and recently established, and its principals maintain outside employment and a small business while documenting procedures (including a business continuity plan) to address continuity and conflicts of interest.

Client services

Financial planning Portfolio management Market timing

Expertise

Active portfolio management Options & derivatives strategies Private / alternative investments Cash flow / budgeting Home buying

Demographic focus

FIRE (Financial Independence Retire Early) Young Professionals

Fee options

Fixed

Flat fee of $250 per month (or $750 per quarter) for accounts up to $200,000

Percentage

$0 - $200,000: Flat fee of $250 per month (or $750 per quarter) Over $200,000+: 1.5% annually of total assets under management

Project-based

Financial planning services only clients charged $200 per hour

Performance-based

$10,000 performance fee for qualified clients with $1,100,000+ assets if portfolio achieves 25% or greater net return in a calendar year

Other

Minimum fee: Flat fee of $250 per month (or $750 per quarter) for accounts up to $200,000 Fee-only: Advisory fees only; no commissions or third-party compensation; financial planning services charged separately at $200/hour if chosen alone

Main office location

MMM Capital Ventures

Brick NJ, United States

Number of offices

Most active in

California · New Jersey

Disclosures

Business activities & affiliations

Is not active or affiliated with:

Insurance agent

They sell insurance products and may earn commissions on those sales.

Broker-dealer / trader

They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.

Bank

They're affiliated with a bank that may offer its own financial products and services.

Trust company

They provide trust and estate administration services, typically for separate fees.

Fund sponsor

They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.

Accountant / CPA / tax prep

They offer tax and accounting services, typically for separate fees.

Lawyer

They provide legal services, typically billed separately.

Real estate agent

They facilitate real estate transactions and may earn commissions.

Other specialized services

They may provide services such as pension consulting or municipal advisory work, typically for separate fees.

Forms ADV

Form ADV Part 2: Client Brochure

Quick links

Facebook Website 609 602 6292

Advisors at this firm

Max M

Series 65

Huntington Beach, CA

MMM Capital Ventures

Max Mc Grail is a Series 65-licensed advisor with MMM Capital Ventures, a firm he joined in 2025. He has no prior industry experience but has held various roles in different sectors, including founding and serving as CEO of Sunset Beach Collective LLC, a lifestyle brand focused on clothing and merchandise. MMM Capital Ventures is a newly established investment advisory firm serving individual retail clients with discretionary and non-discretionary portfolio management, financial planning, and cryptocurrency guidance. The firm follows an active, market-timing approach using technical analysis, sentiment indicators, and tactical option strategies tailored to clients’ risk profiles.

Active portfolio management Options & derivatives strategies Private / alternative investments Cash flow / budgeting Home buying FIRE (Financial Independence Retire Early) Young Professionals

Michael Y

Series 65

Brick, NJ

MMM Capital Ventures

Michael Yorio Jr. is a Series 65 licensed advisor at MMM Capital Ventures with less than one year of industry experience. Prior to joining MMM Capital Ventures, he held various roles in the hospitality and real estate sectors, including ownership of a now-inactive real estate contract assignment business. Outside of financial advising, he is employed as a bartender at Wharfside Patio Bar. MMM Capital Ventures is a newly established investment advisory firm serving individual retail clients with discretionary and non-discretionary portfolio management and financial planning, including guidance on cryptocurrency exposure without holding assets directly. The firm employs an active, market-timing oriented investment approach using technical analysis, market sentiment indicators, and tactical option strategies tailored to clients’ risk profiles.

Active portfolio management Options & derivatives strategies Private / alternative investments Cash flow / budgeting Home buying FIRE (Financial Independence Retire Early) Young Professionals

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