Morningview Capital
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$0
Clients
0
Advisors
1
of 1 employees
Firm type
Independent
1 advisor with up to 2 employees
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
0
Very LowAverage account size
—
About
Morningview Capital offers portfolio management, financial planning and pension consulting to institutional and individual investors, including corporate pension and profit‑sharing plans, foundations and endowments. The brochure notes clients are generally expected to permit discretionary management of at least $250,000 and reports $0 in discretionary assets under management as of January 2025.
The firm employs active long and short equity and options strategies, using stock-and-options combinations intended to limit capital at risk relative to a typical equity position while pursuing appreciation. Portfolios are managed on a discretionary basis with frequent trading, and the brochure discloses that trading activity can generate significant turnover, transaction costs, and use of soft‑dollar research and prime‑brokerage arrangements.
Noteworthy disclosures include the firm’s explicit offering of pension consulting and the principal’s separate publishing activities for financial websites/newsletters, indicating additional business lines beyond standard institutional portfolio management. The brochure also discloses a 2014 administrative revocation of state registration for failure to pay a renewal fee that was remedied and reinstated in 2015, and that the firm is deemed to have custody subject to California custody procedures.
Client services
Financial planning
Portfolio management
Pension consulting
Expertise
Options & derivatives strategies
Active portfolio management
Fee options
1.5% per annum
Account minimum: $250,000
Main office location
Morningview Capital
West Hills CA, United States
Number of offices
1
Most active in
Morningview Capital has reported serving >5 clients in these states in the last 12 months.
California
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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