N
NEK Financial Inc
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$0
Clients
0
Advisors
1
of 1 employees
Firm type
Independent
1 advisor with up to 2 employees
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
0
Very LowAverage account size
—
About
NEK Financial Inc provides discretionary investment management for individuals, family clients, IRAs, corporate entities, trusts and other legal business entities, tailoring portfolios to each client’s objectives and risk profile. The firm is newly established as an advisory service and requires a minimum account size to employ its hedged trading approach.
The firm’s investment approach centers on options trading—primarily selling time-positive, delta-neutral strategies on cash indices (and related ETFs)—with analysis that combines charting, technical, monetary and cyclical methods and daily or weekly rebalancing. NEK bills clients on a performance-fee basis tied to quarterly net profits rather than charging traditional percentage-of-AUM advisory fees and operates with full trading authority on client accounts.
Noteworthy features for a small, initial advisory firm include its institutional-style options strategy and a governance model that emphasizes performance-only compensation and discretionary execution, rather than custody or asset-based billing. The firm’s policies also limit client-imposed trading restrictions, do not provide routine proxy voting, and require direct client billing rather than account debits, which may differ from more typical investment-manager practices.
Client services
Portfolio management
Expertise
Options & derivatives strategies
Fee options
15% of net profit for a given calendar quarter, charged only to qualified clients with a $1.1M+ AUM or $2.2M net worth, billed quarterly, fees charged only if quarter shows net profit with a high-water mark provision
Account minimum: $200,000
Main office location
NEK Financial Inc
Irving TX, United States
Number of offices
1
Most active in
NEK Financial Inc has reported serving >5 clients in these states in the last 12 months.
Texas
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
-
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Not sure where to start?
We'll help you think it through — whether you ultimately need an advisor or not.
Warmer helps you compare advisors clearly — so you can choose with confidence.
Discover
Compare top advisor firms by metric, firm size, and location.
Warmer provides personalized recommendations and introductions to independent fiduciary advisors. We do not supervise advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.
Each advisor listed on our site is an independent fiduciary responsible for their own advice. Warmer may receive fees from advisors for participation or referrals; these fees are paid by advisors and do not affect the fees clients pay for advisory services.
For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Please review an advisor's Form ADV and do your own diligence before entering into an advisory relationship.
By using our service, you agree to Warmer's Terms of Service and Advisory Agreement and Privacy Policy. Logos provided by Logo.dev
© 2026 Warmer Holdings Inc. ("Warmer")