Nomad Financial
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$3,876,703
Clients
2
0% high-net-worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor with up to 2 employees
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
2
Very LowAverage account size
$1,938,352
About
Nomad Financial is a fee‑only, independent advisory firm that provides private wealth management, ongoing and project‑based financial planning, delegated investment management, hourly consulting, and tax return preparation. It serves individual and high‑net‑worth clients with discretionary and non‑discretionary portfolio management and planning services.
The firm’s investment approach centers on asset‑allocation models implemented with a mix of passive and active vehicles, with attention to tax efficiency, low turnover, and manager/fund selection; clients receive an investment policy statement, periodic reviews, and coordinated tax planning. Nomad also offers an option to delegate investment management separately from comprehensive planning for clients who prefer a streamlined portfolio management relationship.
Distinctive features include a very small client roster relative to assets under management (two reported clients managing roughly $3.9 million), the operation as a solo, fee‑only adviser across two offices, and the inclusion of tax return preparation coordinated through third‑party providers. The firm’s principal has a legal and tax‑specialist background with experience in regulatory and wealth‑management settings, and the practice routinely recommends multiple custodians and outsourced providers to deliver specialized services.
Client services
Financial planning
Portfolio management
Expertise
Cash flow / budgeting
College savings (529s, UTMA, etc.)
Business ownership considerations
General estate planning guidance
Retirement income strategy
Fee options
Fixed fees for Financial Planning ranging from $4,000 to $15,000; fixed fee for Advice-Only Private Wealth Management starting at $15,000 annually
$0 - $1,000,000: 1.00% $1,000,001 - $3,000,000: 0.75% $3,000,001+: 0.50%
Hourly Financial Consulting at $415 per hour (negotiable)
Account minimum: $1,000,000 Minimum fee: Minimum annual fee of $15,000 for Private Wealth Management services (may be waived in certain cases) Fee-only: Fee-only firm; no commissions or sales-related compensation
Main office location
Nomad Financial
800 South Gay Street, Suite 700
Knoxville TN 37929, United States
Number of offices
2
Most active in
Nomad Financial has reported serving >5 clients in these states in the last 12 months.
California · Nevada · Tennessee
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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